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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
9276
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
$7K ﹤0.01%
200
-500
-71% -$18K
ENG
9277
DELISTED
ENGlobal Corp
ENG
$7K ﹤0.01%
626
+375
+149% +$4.01K
NURO
9278
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
$7K ﹤0.01%
+1
New +$5.62K
CHIC
9279
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$7K ﹤0.01%
300
-857
-74% -$17.8K
INFI
9280
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$7K ﹤0.01%
+500
New +$7.06K
MTEM
9281
PUT
DELISTED
Molecular Templates, Inc.
MTEM
$7K ﹤0.01%
9
+3
+50% +$2.26K
LSI
9282
CALL
DELISTED
Life Storage, Inc.
LSI
$7K ﹤0.01%
150
– –
SRNE
9283
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$7K ﹤0.01%
+922
New +$8.11K
ZVO
9284
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$7K ﹤0.01%
400
-900
-69% -$16.3K
BBQ
9285
DELISTED
BBQ Holdings, Inc. Common Stock
BBQ
$7K ﹤0.01%
382
-957
-71% -$17.9K
ZAGG
9286
CALL
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$7K ﹤0.01%
1,700
-3,800
-69% -$16.3K
PRCP
9287
CALL
DELISTED
Perceptron Inc
PRCP
$7K ﹤0.01%
+500
New +$5.87K
DNR
9288
PUT
DELISTED
Denbury Resources, Inc.
DNR
$7K ﹤0.01%
400
-5,500
-93% -$97.1K
LBY
9289
DELISTED
Libbey, Inc.
LBY
$7K ﹤0.01%
334
-2,458
-88% -$54.1K
ARRY
9290
CALL
DELISTED
Array Biopharma Inc
ARRY
$7K ﹤0.01%
1,400
-4,200
-75% -$22.9K
BORN
9291
CALL
DELISTED
China New Borun Corporation
BORN
$7K ﹤0.01%
+2,600
New +$5.17K
UWN
9292
DELISTED
Nevada Gold & Casinos, Ltd.
UWN
$7K ﹤0.01%
4,844
+1,291
+36% +$1.37K
XOXO
9293
CALL
DELISTED
Xo Group Inc
XOXO
$7K ﹤0.01%
500
– –
COL
9294
CALL
DELISTED
Rockwell Collins
COL
$7K ﹤0.01%
100
-400
-80% -$28.4K
FNGN
9295
PUT
DELISTED
Financial Engines, Inc.
FNGN
$7K ﹤0.01%
+100
New +$6.15K
SHOR
9296
CALL
DELISTED
ShoreTel, Inc.
SHOR
$7K ﹤0.01%
800
+300
+60% +$2.26K
KCG
9297
CALL
DELISTED
KCG Holdings, Inc.
KCG
$7K ﹤0.01%
600
+400
+200% +$4.06K
VAL
9298
PUT
DELISTED
Valspar
VAL
$7K ﹤0.01%
100
-200
-67% -$13.9K
VLTC
9299
DELISTED
Voltari Corporation
VLTC
$7K ﹤0.01%
2,084
+343
+20% +$1.52K
TBRA
9300
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$7K ﹤0.01%
174
+124
+248% +$5.82K
370 371
372
373 374

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.