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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGEM
9276
DELISTED
EGSHARES TECHNOLOGY GEMS ETF
QGEM
$6K ﹤0.01%
280
-56
-17% -$1.15K
IVAN
9277
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$6K ﹤0.01%
1,085
-516
-32% -$2.98K
TWGP
9278
CALL
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$6K ﹤0.01%
+800
New +$13.4K
EGT
9279
DELISTED
Entertainment Gaming Asia Inc.
EGT
$6K ﹤0.01%
1,222
+461
+61% +$2.72K
GAI
9280
DELISTED
GLOBAL-TECH ADVANCED INNOVATIONS INC
GAI
$6K ﹤0.01%
930
-30
-3% -$275
MCRO
9281
DELISTED
IQ Hedge Macro Tracker
MCRO
$6K ﹤0.01%
226
-2,349
-91% -$61K
REV
9282
CALL
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
200
+100
+100% +$2.47K
DFVL
9283
DELISTED
iPath US Treasury 5-year Bull ETN
DFVL
$6K ﹤0.01%
+100
New +$5.61K
DZK
9284
PUT
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$6K ﹤0.01%
100
– –
VRML
9285
CALL
DELISTED
Vermillion, Inc.
VRML
$6K ﹤0.01%
2,500
-3,300
-57% -$8.76K
EFII
9286
CALL
DELISTED
Electronics for Imaging
EFII
$6K ﹤0.01%
200
– –
SCIN
9287
DELISTED
Columbia India Small Cap ETF
SCIN
$6K ﹤0.01%
584
-1,183
-67% -$11.5K
FAC
9288
DELISTED
First Acceptance Corp.
FAC
$6K ﹤0.01%
+3,394
New +$5.92K
DYN.WS
9289
DELISTED
Dynegy Inc,
DYN.WS
$6K ﹤0.01%
4,425
-2,394
-35% -$3.89K
RPTP
9290
PUT
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$6K ﹤0.01%
400
-100
-20% -$1.2K
GLDC
9291
DELISTED
GOLDEN ENTERPRISES
GLDC
$6K ﹤0.01%
+1,436
New +$5.16K
GNOW
9292
DELISTED
AMERICAN CARESOURCE HLDGS INC COM STK NEW (DE)
GNOW
$6K ﹤0.01%
3,474
-21,862
-86% -$40K
ONE
9293
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$6K ﹤0.01%
792
-1,208
-60% -$11.1K
GNVC
9294
DELISTED
GenVec, Inc.
GNVC
$6K ﹤0.01%
430
-1,717
-80% -$9.35K
ALLT icon
9295
CALL
Allot
ALLT
$362M
$5K ﹤0.01%
400
-1,100
-73% -$14.7K
AMED
9296
PUT
DELISTED
Amedisys
AMED
$5K ﹤0.01%
300
-6,400
-96% -$94.9K
AOS icon
9297
CALL
A.O. Smith
AOS
$8.55B
$5K ﹤0.01%
+200
New +$4.18K
ASA
9298
CALL
ASA Gold and Precious Metals
ASA
$924M
$5K ﹤0.01%
+400
New +$5.43K
AVD icon
9299
PUT
American Vanguard Corp
AVD
$68.7M
$5K ﹤0.01%
+200
New +$5.06K
FABC
9300
Fabric.AI Inc
FABC
$15.7M
– –
0
– –
370 371
372
373 374

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.