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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACR
9201
DELISTED
PACER INTL INC TENN
PACR
$8K ﹤0.01%
1,039
+539
+108% +$4.18K
DBLE
9202
CALL
DELISTED
DOUBLE EAGLE PETROLEUM CO
DBLE
$8K ﹤0.01%
3,600
– –
AXFN
9203
DELISTED
ISHARES MSCI ACWI EX US FINLS ETF
AXFN
$8K ﹤0.01%
+311
New +$8.1K
TFCO
9204
DELISTED
TUFCO TECHNOLOGIES INC
TFCO
$8K ﹤0.01%
1,328
+550
+71% +$2.91K
PMNA
9205
DELISTED
POWERSHARES MENA FRONTIER COUNTRIES PORTFOLIO
PMNA
$8K ﹤0.01%
+666
New +$7.86K
MSXX
9206
DELISTED
PUREFUNDS ISE MINING SERVICE ETF
MSXX
$8K ﹤0.01%
524
-60
-10% -$958
VISN
9207
DELISTED
VisionChina Media, Inc.
VISN
$8K ﹤0.01%
335
+93
+38% +$962
EOX
9208
PUT
DELISTED
EMERALD OIL INC (MT)
EOX
$8K ﹤0.01%
+50
New +$7.73K
ARCW
9209
DELISTED
ARC Group Worldwide, Inc
ARCW
$8K ﹤0.01%
+833
New +$6.17K
HYGS
9210
DELISTED
Hydrogenics Corp
HYGS
$8K ﹤0.01%
422
-199
-32% -$2.83K
WLH
9211
DELISTED
WILLIAM LYON HOMES
WLH
$8K ﹤0.01%
373
+47
+14% +$1.02K
SBV
9212
DELISTED
iPath Pure Beta S&P GSCI-Weighted ETN
SBV
$8K ﹤0.01%
200
– –
DGI
9213
CALL
DELISTED
DigitalGlobe Inc.
DGI
$8K ﹤0.01%
200
-5,300
-96% -$191K
EVBS
9214
DELISTED
Eastern Virginia Bankshares In
EVBS
$8K ﹤0.01%
+1,079
New +$7.1K
YZC
9215
CALL
DELISTED
Yanzhou Coal Mining
YZC
$8K ﹤0.01%
900
-100
-10% -$997
RPTP
9216
CALL
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$8K ﹤0.01%
600
-1,100
-65% -$15.1K
BRAZ
9217
DELISTED
Global X Brazil Mid Cap ETF
BRAZ
$8K ﹤0.01%
592
-1,178
-67% -$16.5K
MTSL
9218
DELISTED
MER TELEMANAGEMENT SOLUTNS LTD
MTSL
$8K ﹤0.01%
3,157
+2,022
+178% +$5.12K
ACLS icon
9219
CALL
Axcelis
ACLS
$3.69B
$7K ﹤0.01%
+725
New +$6.58K
ACLS icon
9220
PUT
Axcelis
ACLS
$3.69B
$7K ﹤0.01%
+750
New +$6.81K
ACRE
9221
CALL
Ares Commercial Real Estate
ACRE
$256M
$7K ﹤0.01%
+500
New +$6.43K
AEG icon
9222
PUT
Aegon
AEG
$13.6B
$7K ﹤0.01%
1,031
-3,388
-77% -$19.3K
ALTO icon
9223
Alto Ingredients
ALTO
$345M
$7K ﹤0.01%
1,307
-3,811
-74% -$14.2K
AWRE icon
9224
Aware
AWRE
$24.2M
$7K ﹤0.01%
1,206
-1,254
-51% -$7.04K
BGFV
9225
DELISTED
Big 5 Sporting Goods
BGFV
$7K ﹤0.01%
321
-14,008
-98% -$248K
367 368
369
370 371

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.