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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONVI
9176
DELISTED
Onvia, Inc.
ONVI
$8K ﹤0.01%
1,576
+1,363
+640% +$6.54K
AIII
9177
DELISTED
ACRE Realty Investors Inc
AIII
$8K ﹤0.01%
9,304
+8,135
+696% +$7.82K
STV
9178
DELISTED
China Digital Tv Hldgs Co Ltd
STV
$8K ﹤0.01%
5,014
-1,717
-26% -$2.75K
TEAR
9179
PUT
DELISTED
TearLab Corporation
TEAR
$8K ﹤0.01%
90
+70
+350% +$6.98K
PRZM
9180
DELISTED
Prism Technologies Group, Inc
PRZM
$8K ﹤0.01%
2,700
+523
+24% +$1.65K
USMD
9181
DELISTED
USMD HLDGS INC COM STK (DE)
USMD
$8K ﹤0.01%
391
+264
+208% +$6.5K
LSC
9182
DELISTED
ELEMENTS S&P CTI ETN DUE 06-16-2023 (US)
LSC
$8K ﹤0.01%
1,351
+81
+6% +$476
ORIG
9183
CALL
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
PSUN
9184
CALL
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$8K ﹤0.01%
2,400
– –
DYAX
9185
PUT
DELISTED
DYAX CORPORATION
DYAX
$8K ﹤0.01%
+1,000
New +$7.59K
WAVX
9186
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$8K ﹤0.01%
858
+850
+10,625% +$9.83K
KCLI
9187
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$8K ﹤0.01%
+171
New +$8.01K
CNW
9188
CALL
DELISTED
CON-WAY INC.
CNW
$8K ﹤0.01%
+200
New +$8.38K
LIQD
9189
DELISTED
LIQUID HLDGS GROUP INC COM STK (DE)
LIQD
$8K ﹤0.01%
1,209
+923
+323% +$7.01K
STRI
9190
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$8K ﹤0.01%
1,695
-503
-23% -$2.94K
HSP
9191
CALL
DELISTED
HOSPIRA INC
HSP
$8K ﹤0.01%
200
-51,300
-100% -$2.07M
PPO
9192
CALL
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
$8K ﹤0.01%
200
-100
-33% -$3.94K
AGOL
9193
DELISTED
ETFS ASIAN GOLD TR ETF PHYSICAL ASIAN GOLD SHS
AGOL
$8K ﹤0.01%
72
-248
-78% -$31K
DOVR
9194
DELISTED
DOVER SADDLERY INC
DOVR
$8K ﹤0.01%
1,402
+197
+16% +$973
LATM
9195
DELISTED
MARKET VECTOR LATIN AMERICA SMALL CAP ETF
LATM
$8K ﹤0.01%
434
-718
-62% -$13.9K
XRSC
9196
DELISTED
XRS CORP COM STK (MN)
XRSC
$8K ﹤0.01%
+2,847
New +$7.23K
DVR
9197
CALL
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$8K ﹤0.01%
+4,100
New +$7.88K
GASX
9198
CALL
DELISTED
DIREXION DAILY NATURAL GAS RELATED BEAR 3X SHARES
GASX
$8K ﹤0.01%
300
+200
+200% +$5.3K
CBEY
9199
DELISTED
CBEYOND INC COM STK
CBEY
$8K ﹤0.01%
1,126
-4,790
-81% -$30.4K
CEDU
9200
DELISTED
CHINAEDU CORPORATION ADS
CEDU
$8K ﹤0.01%
1,164
-423
-27% -$2.86K
366 367
368
369 370

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.