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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAIA icon
9176
Gaia
GAIA
$46.6M
$6K ﹤0.01%
1,133
-3,316
-75% -$16.8K
GSG icon
9177
CALL
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1B
$6K ﹤0.01%
200
-900
-82% -$29.5K
HASI icon
9178
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$6K ﹤0.01%
+500
New +$5.9K
HBCP icon
9179
Home Bancorp
HBCP
$558M
$6K ﹤0.01%
318
-516
-62% -$9.25K
HBI
9180
PUT
DELISTED
Hanesbrands
HBI
$6K ﹤0.01%
400
– –
HLIT icon
9181
PUT
Harmonic Inc
HLIT
$1.15B
$6K ﹤0.01%
+800
New +$5.92K
HOLX
9182
CALL
DELISTED
Hologic
HOLX
$6K ﹤0.01%
300
-900
-75% -$19.2K
INUV icon
9183
Inuvo
INUV
$15.3M
$6K ﹤0.01%
466
-203
-30% -$2.06K
IPAR icon
9184
CALL
Interparfums
IPAR
$4.07B
$6K ﹤0.01%
+200
New +$6.07K
KEP icon
9185
PUT
Korea Electric Power
KEP
$14.6B
$6K ﹤0.01%
+400
New +$5.23K
KRO icon
9186
CALL
KRONOS Worldwide
KRO
$712M
$6K ﹤0.01%
400
-100
-20% -$1.57K
KTOS icon
9187
CALL
Kratos Defense & Security Solutions
KTOS
$8.23B
$6K ﹤0.01%
+700
New +$5.29K
LCTX icon
9188
CALL
Lineage Cell Therapeutics
LCTX
$264M
$6K ﹤0.01%
1,982
-8,674
-81% -$27.4K
LFCR icon
9189
CALL
Lifecore Biomedical
LFCR
$162M
$6K ﹤0.01%
500
– –
MAG
9190
PUT
DELISTED
MAG Silver
MAG
$6K ﹤0.01%
1,000
– –
MATV icon
9191
CALL
Mativ Holdings
MATV
$479M
$6K ﹤0.01%
+100
New +$5.64K
MFA
9192
PUT
MFA Financial
MFA
$932M
$6K ﹤0.01%
200
-25
-11% -$766
MGIC
9193
DELISTED
Magic Software Enterprises
MGIC
$6K ﹤0.01%
917
+717
+359% +$4.52K
MGYR icon
9194
Magyar Bancorp
MGYR
$124M
$6K ﹤0.01%
944
+537
+132% +$2.96K
MPT
9195
PUT
Medical Properties Trust
MPT
$2.84B
$6K ﹤0.01%
500
– –
MUR icon
9196
PUT
Murphy Oil
MUR
$5.55B
$6K ﹤0.01%
100
-64,864
-100% -$3.82M
MWA icon
9197
PUT
Mueller Water Products
MWA
$3.94B
$6K ﹤0.01%
700
-1,300
-65% -$10K
MYE icon
9198
CALL
Myers Industries
MYE
$1.24B
$6K ﹤0.01%
+300
New +$5.59K
NCMI icon
9199
CALL
National CineMedia
NCMI
$378M
$6K ﹤0.01%
30
– –
NCMI icon
9200
National CineMedia
NCMI
$378M
$6K ﹤0.01%
30
-16
-35% -$2.91K
366 367
368
369 370

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.