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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWL.A
9151
DELISTED
Bowl America Incorporated
BWL.A
$8K ﹤0.01%
555
-264
-32% -$3.78K
FPRX
9152
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$8K ﹤0.01%
+461
New +$5.73K
ASFI
9153
DELISTED
Asta Funding Inc
ASFI
$8K ﹤0.01%
+975
New +$8.24K
TUES
9154
CALL
DELISTED
Tuesday Morning Corp
TUES
$8K ﹤0.01%
+500
New +$7.08K
PKD
9155
PUT
DELISTED
Parker Drilling Company
PKD
$8K ﹤0.01%
+67
New +$7.44K
AREX
9156
PUT
DELISTED
Approach Resources Inc.
AREX
$8K ﹤0.01%
400
+200
+100% +$4.91K
HZNP
9157
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$8K ﹤0.01%
1,000
-2,000
-67% -$10.8K
KONA
9158
DELISTED
Kona Grill, Inc.
KONA
$8K ﹤0.01%
432
-966
-69% -$14.1K
IDTI
9159
CALL
DELISTED
Integrated Device Technology I
IDTI
$8K ﹤0.01%
800
-10,400
-93% -$104K
BLMT
9160
DELISTED
BSB Bancorp, Inc.
BLMT
$8K ﹤0.01%
500
-541
-52% -$7.76K
ICON
9161
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
$8K ﹤0.01%
20
+10
+100% +$3.68K
DTRM
9162
DELISTED
Determine, Inc. Common Stock
DTRM
$8K ﹤0.01%
+1,173
New +$7.49K
SEII
9163
DELISTED
Sharing Economy International Inc. Common Stock (NV)
SEII
$8K ﹤0.01%
+347
New +$7.89K
JONE
9164
DELISTED
Jones Energy, Inc.
JONE
$8K ﹤0.01%
+28
New +$7.87K
KMG
9165
DELISTED
KMG Chemicals Inc
KMG
$8K ﹤0.01%
+500
New +$9.69K
ETP
9166
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
$8K ﹤0.01%
200
-6,800
-97% -$235K
LCM
9167
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$8K ﹤0.01%
756
-2,043
-73% -$20.3K
YGE
9168
PUT
DELISTED
Yingli Green Energy Holding Comp
YGE
$8K ﹤0.01%
150
+120
+400% +$7.32K
DGL
9169
CALL
DELISTED
Invesco DB Gold Fund
DGL
$8K ﹤0.01%
200
– –
BSF
9170
DELISTED
Bear State Financial, Inc.
BSF
$8K ﹤0.01%
1,029
-312
-23% -$2.54K
GBB
9171
DELISTED
Barclays Bank PLC iPath GBP/USD Exchange Rate ETN
GBB
$8K ﹤0.01%
173
-1,160
-87% -$50.3K
IOIL
9172
DELISTED
IQ Global Oil Small Cap ETF
IOIL
$8K ﹤0.01%
368
+166
+82% +$3.48K
BSFT
9173
CALL
DELISTED
BroadSoft, Inc.
BSFT
$8K ﹤0.01%
300
-100
-25% -$2.96K
WFBI
9174
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$8K ﹤0.01%
653
+453
+227% +$5.63K
ARCX
9175
DELISTED
Arc Logistics Partners LP
ARCX
$8K ﹤0.01%
+383
New +$7.5K
365 366
367
368 369

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.