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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZA
9126
DELISTED
ZUOAN FASHION LTD SPON ADR REPSTG 16 ORD SHS
ZA
$7K ﹤0.01%
812
+462
+132% +$4.31K
NAGS
9127
DELISTED
TEUCRIUM COMMODITY TR NATURAL GAS FD
NAGS
$7K ﹤0.01%
+615
New +$6.82K
ATHL
9128
DELISTED
ATHLON ENERGY INC COM
ATHL
$7K ﹤0.01%
+200
New +$5.83K
FUBC
9129
DELISTED
1st United Bancorp (Florida)
FUBC
$7K ﹤0.01%
1,000
-10,023
-91% -$75.1K
ALCS
9130
DELISTED
Alco Stores Inc
ALCS
$7K ﹤0.01%
535
-3,102
-85% -$41K
GA
9131
CALL
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$7K ﹤0.01%
800
-3,400
-81% -$27.8K
CWTR
9132
PUT
DELISTED
COLDWATER CREEK INC COM STK NEW (DE)
CWTR
$7K ﹤0.01%
+4,000
New +$9.4K
EVAC
9133
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
$7K ﹤0.01%
+707
New +$6.39K
OCZ
9134
PUT
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
$7K ﹤0.01%
5,600
-8,000
-59% -$12.5K
SPP
9135
DELISTED
SAPPI LTD ADS(RP 1 0RD SH)
SPP
$7K ﹤0.01%
3,061
+1,354
+79% +$3.39K
HPJ
9136
DELISTED
Highpower International Inc
HPJ
$7K ﹤0.01%
+4,814
New +$5.58K
MOVE
9137
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$7K ﹤0.01%
400
-765
-66% -$11K
REV
9138
DELISTED
Revlon, Inc.
REV
$7K ﹤0.01%
250
-480
-66% -$11.9K
WLH
9139
DELISTED
WILLIAM LYON HOMES
WLH
$7K ﹤0.01%
+326
New +$7.21K
DAG
9140
DELISTED
DB Agriculture Double Long ETN due April 1, 2038
DAG
$7K ﹤0.01%
+794
New +$6.86K
CGG
9141
PUT
DELISTED
CGG
CGG
$7K ﹤0.01%
+9
New +$7.06K
JMBA
9142
PUT
DELISTED
Jamba, Inc.
JMBA
$7K ﹤0.01%
+500
New +$7.04K
SGF
9143
DELISTED
Aberdeen Singapore Fund
SGF
$7K ﹤0.01%
522
+8
+2% +$106
REXX
9144
CALL
DELISTED
Rex Energy Corporation
REXX
$7K ﹤0.01%
30
-30
-50% -$6.06K
FCH.PRA
9145
DELISTED
Felcor Lodging Tr Ser A Cum Cv
FCH.PRA
$7K ﹤0.01%
300
– –
MOCO
9146
DELISTED
Mocon Inc
MOCO
$7K ﹤0.01%
+494
New +$6.9K
MJES
9147
DELISTED
MAJESCO HOLDINGS INC. NEW
MJES
$7K ﹤0.01%
+11,984
New +$7K
ETRM
9148
CALL
DELISTED
EnteroMedics Inc.
ETRM
$7K ﹤0.01%
+6
New +$6.98K
BPHX
9149
DELISTED
BLUEPHOENIX SOLUTIONS, LTD ORDINARY SHARES
BPHX
$7K ﹤0.01%
1,667
+201
+14% +$869
ACHV icon
9150
CALL
Achieve Life Sciences
ACHV
$633M
– –
0
– –
364 365
366
367 368

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.