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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEC
9101
DELISTED
IEC Electronics Corp.
IEC
$7K ﹤0.01%
1,813
-1,136
-39% -$4.05K
CYOU
9102
CALL
DELISTED
Changyou.com Limited American Depositary Share
CYOU
$7K ﹤0.01%
200
-700
-78% -$22.5K
GNMX
9103
DELISTED
Aevi Genomic Medicine Inc
GNMX
$7K ﹤0.01%
+834
New +$3.87K
ARQL
9104
DELISTED
Arqule Inc
ARQL
$7K ﹤0.01%
3,000
– –
MAMS
9105
DELISTED
MAM Software Group Inc. New
MAMS
$7K ﹤0.01%
1,701
+1,050
+161% +$4.74K
CTRL
9106
DELISTED
Control4 Corporation
CTRL
$7K ﹤0.01%
+430
New +$8.66K
ZIONZ
9107
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$7K ﹤0.01%
+2,200
New +$8.6K
ANW
9108
DELISTED
Aegean Marine Petroleum Network
ANW
$7K ﹤0.01%
600
-406
-40% -$3.9K
SCMP
9109
CALL
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$7K ﹤0.01%
1,100
+1,000
+1,000% +$6.25K
LMOS
9110
DELISTED
Lumos Networks Corp
LMOS
$7K ﹤0.01%
315
-422
-57% -$7.56K
CRTN
9111
DELISTED
Cartesian, Inc.
CRTN
$7K ﹤0.01%
+2,274
New +$6.54K
ZLTQ
9112
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$7K ﹤0.01%
744
-1,381
-65% -$10.2K
PRZM
9113
DELISTED
Prism Technologies Group, Inc
PRZM
$7K ﹤0.01%
2,177
+1,343
+161% +$4.64K
RSTI
9114
CALL
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$7K ﹤0.01%
+300
New +$7.12K
JGBT
9115
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS
JGBT
$7K ﹤0.01%
+303
New +$6.89K
STR
9116
CALL
DELISTED
QUESTAR CORP
STR
$7K ﹤0.01%
300
– –
XNPT
9117
CALL
DELISTED
XENOPORT, INC.
XNPT
$7K ﹤0.01%
1,300
+300
+30% +$1.56K
TPI
9118
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$7K ﹤0.01%
9,766
+6,701
+219% +$4.42K
PSUN
9119
CALL
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$7K ﹤0.01%
2,400
+400
+20% +$1.48K
RWG
9120
DELISTED
COLUMBIA SELECT LARGE CAP GROWTH ETF
RWG
$7K ﹤0.01%
+190
New +$7.08K
FCE.B
9121
DELISTED
Forest City Realty Trust, Inc.
FCE.B
$7K ﹤0.01%
358
-1,115
-76% -$20.3K
NECB
9122
DELISTED
NORTHEAST COMMUNITY BANCORP, INC.
NECB
$7K ﹤0.01%
979
-30
-3% -$198
THOR
9123
PUT
DELISTED
THORATEC CORPORATION
THOR
$7K ﹤0.01%
200
-100
-33% -$3.49K
LTRE
9124
DELISTED
LEARNING TREE INTL INC
LTRE
$7K ﹤0.01%
1,882
+162
+9% +$575
CKSW
9125
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$7K ﹤0.01%
1,296
-3,439
-73% -$23.9K
363 364
365
366 367

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.