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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
METR
9076
DELISTED
METRO BANCORP, INC COMMON STOCK
METR
$9K ﹤0.01%
401
-496
-55% -$10.8K
CTCT
9077
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$9K ﹤0.01%
300
-2,484
-89% -$65.4K
CTCT
9078
PUT
DELISTED
CONSTANT CONTACT, INC COM
CTCT
$9K ﹤0.01%
+300
New +$7.9K
NVSL
9079
DELISTED
NAUGATUCK VALLEY FINANCIAL CORP
NVSL
$9K ﹤0.01%
+1,291
New +$9.34K
INPH
9080
DELISTED
INTERPHASE CORP
INPH
$9K ﹤0.01%
2,129
+110
+5% +$475
QRM
9081
CALL
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$9K ﹤0.01%
18,200
+11,400
+168% +$6.98K
ESBF
9082
DELISTED
E S B FINL CORP
ESBF
$9K ﹤0.01%
636
+519
+444% +$6.99K
SINF
9083
DELISTED
PROSHARES TR ULTRAPRO SHORT 10 YR TIPS/TSY SPREAD
SINF
$9K ﹤0.01%
229
-200
-47% -$8.42K
BKW
9084
CALL
DELISTED
BURGER KING WORLDWIDE
BKW
$9K ﹤0.01%
400
– –
BKW
9085
PUT
DELISTED
BURGER KING WORLDWIDE
BKW
$9K ﹤0.01%
400
– –
BNNY
9086
CALL
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
$9K ﹤0.01%
200
+100
+100% +$4.66K
GTAT
9087
PUT
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$9K ﹤0.01%
+1,000
New +$8.88K
GASX
9088
DELISTED
DIREXION DAILY NATURAL GAS RELATED BEAR 3X SHARES
GASX
$9K ﹤0.01%
+356
New +$9.43K
PVD
9089
DELISTED
Admin Fondos Pensions
PVD
$9K ﹤0.01%
100
-544
-84% -$46.8K
PDO
9090
DELISTED
PYRAMID OIL CO
PDO
$9K ﹤0.01%
+1,743
New +$8.98K
LCAV
9091
DELISTED
LCA-VISION INC
LCAV
$9K ﹤0.01%
2,349
+1,748
+291% +$6.16K
HITK
9092
CALL
DELISTED
HI-TECH PHARMACAL INC
HITK
$9K ﹤0.01%
200
– –
MTL.PR
9093
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
$9K ﹤0.01%
23,100
– –
AMTG
9094
CALL
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$9K ﹤0.01%
600
-5,300
-90% -$79.2K
TIO
9095
DELISTED
Tingo Group, Inc. Common Stock
TIO
$9K ﹤0.01%
1,691
-2,161
-56% -$10.1K
OPLK
9096
PUT
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$9K ﹤0.01%
+500
New +$8.75K
AND
9097
DELISTED
Global X FTSE Andean 40 ETF
AND
$9K ﹤0.01%
+775
New +$9.1K
AMBO
9098
DELISTED
AMBOW Educational Holdings
AMBO
$9K ﹤0.01%
8,074
– –
ACHV icon
9099
CALL
Achieve Life Sciences
ACHV
$634M
– –
0
– –
ACHV icon
9100
PUT
Achieve Life Sciences
ACHV
$634M
– –
0
– –
362 363
364
365 366

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.