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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBMT icon
9051
Eagle Bancorp Montana
EBMT
$192M
$7K ﹤0.01%
655
-207
-24% -$2.3K
EUO icon
9052
PUT
ProShares UltraShort Euro
EUO
$35.2M
$7K ﹤0.01%
400
-2,200
-85% -$40.7K
FORR icon
9053
Forrester Research
FORR
$199M
$7K ﹤0.01%
201
-3,726
-95% -$132K
GENC icon
9054
Gencor Industries
GENC
$212M
$7K ﹤0.01%
1,163
+813
+232% +$4.28K
GIGM icon
9055
GigaMedia
GIGM
$14.7M
$7K ﹤0.01%
1,343
+866
+182% +$4.37K
GNE icon
9056
Genie Energy
GNE
$370M
$7K ﹤0.01%
673
-825
-55% -$8.08K
HDGE icon
9057
CALL
AdvisorShares Ranger Equity Bear ETF
HDGE
$58.3M
$7K ﹤0.01%
50
+40
+400% +$6.03K
INVE icon
9058
Identive
INVE
$61M
$7K ﹤0.01%
1,039
+1,029
+10,290% +$7.92K
ITRN icon
9059
Ituran Location and Control
ITRN
$1.08B
$7K ﹤0.01%
400
-2,018
-83% -$36.1K
JOUT icon
9060
Johnson Outdoors
JOUT
$496M
$7K ﹤0.01%
+250
New +$6.48K
LCUT icon
9061
Lifetime Brands
LCUT
$192M
$7K ﹤0.01%
446
+349
+360% +$5.03K
LECO icon
9062
CALL
Lincoln Electric
LECO
$14.1B
$7K ﹤0.01%
100
– –
MAN icon
9063
CALL
ManpowerGroup
MAN
$2.6B
$7K ﹤0.01%
100
-900
-90% -$60.2K
NDSN icon
9064
CALL
Nordson
NDSN
$16.4B
$7K ﹤0.01%
100
-4,600
-98% -$331K
OVLY icon
9065
Oak Valley Bancorp
OVLY
$284M
$7K ﹤0.01%
827
+577
+231% +$4.6K
RBC icon
9066
CALL
RBC Bearings
RBC
$17.4B
$7K ﹤0.01%
+100
New +$5.87K
RHP icon
9067
PUT
Ryman Hospitality Properties
RHP
$8.56B
$7K ﹤0.01%
200
– –
RIGL icon
9068
CALL
Rigel Pharmaceuticals
RIGL
$723M
$7K ﹤0.01%
200
-50
-20% -$1.82K
RRX icon
9069
PUT
Regal Rexnord
RRX
$12.5B
$7K ﹤0.01%
+100
New +$6.64K
RSG icon
9070
PUT
Republic Services
RSG
$67.4B
$7K ﹤0.01%
+200
New +$6.8K
RVP icon
9071
Retractable Technologies
RVP
$20.1M
$7K ﹤0.01%
2,210
+1,149
+108% +$2.08K
RWR icon
9072
PUT
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$7K ﹤0.01%
+100
New +$7.5K
SBSW icon
9073
PUT
Sibanye-Stillwater
SBSW
$6.05B
$7K ﹤0.01%
+1,379
New +$5.04K
SEM
9074
DELISTED
Select Medical
SEM
$7K ﹤0.01%
1,576
-303,253
-99% -$1.39M
SGMA
9075
DELISTED
Sigmatron International
SGMA
$7K ﹤0.01%
1,360
-1,697
-56% -$7.83K
361 362
363
364 365

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.