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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGS
9026
DELISTED
Hydrogenics Corp
HYGS
$8K ﹤0.01%
621
+187
+43% +$2.32K
SOIL
9027
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$8K ﹤0.01%
665
+65
+11% +$750
GLF
9028
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$8K ﹤0.01%
152
-1,671
-92% -$81.9K
DST
9029
CALL
DELISTED
DST Systems Inc.
DST
$8K ﹤0.01%
+200
New +$7.22K
FOIL
9030
DELISTED
iPath Pure Beta Aluminum ETN
FOIL
$8K ﹤0.01%
253
– –
SBV
9031
DELISTED
iPath Pure Beta S&P GSCI-Weighted ETN
SBV
$8K ﹤0.01%
200
– –
FDML
9032
PUT
DELISTED
Federal-Mogul Holdings Corporation
FDML
$8K ﹤0.01%
+500
New +$7.48K
ASDR
9033
DELISTED
VELOCITYSHARES EMERGING ASIA DR ETF
ASDR
$8K ﹤0.01%
145
+100
+222% +$4.91K
OPLK
9034
CALL
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$8K ﹤0.01%
400
-1,000
-71% -$19.7K
MPO
9035
CALL
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$8K ﹤0.01%
150
+110
+275% +$5.86K
SPN
9036
PUT
DELISTED
Superior Energy Services, Inc.
SPN
$8K ﹤0.01%
30
+20
+200% +$5.21K
ABR icon
9037
Arbor Realty Trust
ABR
$977M
$7K ﹤0.01%
1,000
– –
AIRT icon
9038
Air T
AIRT
$7K ﹤0.01%
968
+63
+7% +$443
AMWD
9039
DELISTED
American Woodmark
AMWD
$7K ﹤0.01%
200
-1,657
-89% -$59.3K
BZQ icon
9040
CALL
ProShares UltraShort MSCI Brazil Capped
BZQ
$2.49M
$7K ﹤0.01%
+3
New +$10.7K
CAL icon
9041
CALL
Caleres
CAL
$432M
$7K ﹤0.01%
300
-4,500
-94% -$105K
CBRE icon
9042
CALL
CBRE Group
CBRE
$43.3B
$7K ﹤0.01%
300
-500
-63% -$11.6K
CCI icon
9043
PUT
Crown Castle
CCI
$34.6B
$7K ﹤0.01%
100
-1,000
-91% -$71.5K
CFR icon
9044
PUT
Cullen/Frost Bankers
CFR
$10.5B
$7K ﹤0.01%
100
– –
CMRE icon
9045
CALL
Costamare
CMRE
$1.85B
$7K ﹤0.01%
400
-6,000
-94% -$106K
CRD.A icon
9046
Crawford & Co Class A
CRD.A
$542M
$7K ﹤0.01%
+943
New +$6.13K
CRH icon
9047
PUT
CRH
CRH
$66.6B
$7K ﹤0.01%
+300
New +$6.61K
CUBI icon
9048
Customers Bancorp
CUBI
$2.66B
$7K ﹤0.01%
+488
New +$7.42K
CVM icon
9049
CEL-SCI Corp
CVM
$19.9M
$7K ﹤0.01%
6
-2
-25% -$3.04K
DX
9050
PUT
Dynex Capital
DX
$3.18B
$7K ﹤0.01%
+267
New +$7.13K
360 361
362
363 364

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.