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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATNY
9001
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$8K ﹤0.01%
2,617
-8,123
-76% -$23.6K
MR
9002
CALL
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
$8K ﹤0.01%
200
– –
RPX
9003
DELISTED
COLUMBIA LARGE CAP GROWTH ETF
RPX
$8K ﹤0.01%
+212
New +$7.78K
FFNM
9004
DELISTED
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.
FFNM
$8K ﹤0.01%
1,743
+847
+95% +$3.68K
REMY
9005
DELISTED
REMY INTL INC NEW COMMON
REMY
$8K ﹤0.01%
+405
New +$8.09K
MCRL
9006
DELISTED
MICREL INC
MCRL
$8K ﹤0.01%
868
-4,428
-84% -$43.9K
PWRD
9007
CALL
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$8K ﹤0.01%
400
-3,400
-89% -$69.1K
MWV
9008
CALL
DELISTED
MEADWESTVACO CORP
MWV
$8K ﹤0.01%
200
-200
-50% -$7.36K
VTSS
9009
CALL
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$8K ﹤0.01%
+2,600
New +$7.22K
BSDM
9010
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$8K ﹤0.01%
5,698
-5,407
-49% -$7.95K
LIN
9011
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$8K ﹤0.01%
+393
New +$6.58K
BKW
9012
CALL
DELISTED
BURGER KING WORLDWIDE
BKW
$8K ﹤0.01%
400
+300
+300% +$5.91K
BKW
9013
PUT
DELISTED
BURGER KING WORLDWIDE
BKW
$8K ﹤0.01%
400
-2,900
-88% -$57.1K
GAGA
9014
DELISTED
LE GAGA HOLDINGS LTD ADS
GAGA
$8K ﹤0.01%
2,266
+1,866
+467% +$6.89K
DVR
9015
PUT
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$8K ﹤0.01%
+3,800
New +$7.87K
BODY
9016
PUT
DELISTED
BODY CENTRAL CORP COM STK
BODY
$8K ﹤0.01%
+1,300
New +$11.5K
DARA
9017
DELISTED
DARA BIOSCIENCES INC COM STK (DE)
DARA
$8K ﹤0.01%
3,240
-3,365
-51% -$9.57K
DRCO
9018
DELISTED
DYNAMICS RESEARCH CORP
DRCO
$8K ﹤0.01%
1,032
+1,005
+3,722% +$6.46K
IGOI
9019
DELISTED
IGO, INC NEW
IGOI
$8K ﹤0.01%
2,617
+2,284
+686% +$7.46K
STP
9020
CALL
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$8K ﹤0.01%
4,800
+2,600
+118% +$3.23K
GGEM
9021
DELISTED
EGSHARES CONSUMER GOODS GEMS ETF
GGEM
$8K ﹤0.01%
330
+279
+547% +$6.4K
JUNR
9022
DELISTED
GLOBAL X FDS GLOBAL X JR MINERS ETF
JUNR
$8K ﹤0.01%
+475
New +$8.21K
ARC
9023
DELISTED
ARC Document Solutions, Inc.
ARC
$8K ﹤0.01%
1,777
+712
+67% +$3.35K
APAGF
9024
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$8K ﹤0.01%
553
+408
+281% +$5.9K
CAVM
9025
PUT
DELISTED
Cavium, Inc.
CAVM
$8K ﹤0.01%
200
-400
-67% -$15.1K
359 360
361
362 363

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.