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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGIO
8976
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
$8K ﹤0.01%
105
+5
+5% +$439
FGH
8977
DELISTED
FG Group Holdings Inc.
FGH
$8K ﹤0.01%
1,767
-11,449
-87% -$48.5K
CCF
8978
DELISTED
Chase Corporation
CCF
$8K ﹤0.01%
+273
New +$7.66K
LSI
8979
CALL
DELISTED
Life Storage, Inc.
LSI
$8K ﹤0.01%
+150
New +$7.04K
AUD
8980
DELISTED
Audacy, Inc.
AUD
$8K ﹤0.01%
878
-1,757
-67% -$16.3K
OBCI
8981
DELISTED
Ocean Bio-Chem Inc
OBCI
$8K ﹤0.01%
3,189
+1,939
+155% +$5.28K
OTEL
8982
DELISTED
Otelco, Inc. Class A
OTEL
$8K ﹤0.01%
1,074
+683
+175% +$5.79K
PRCP
8983
DELISTED
Perceptron Inc
PRCP
$8K ﹤0.01%
712
+46
+7% +$408
PGNX
8984
CALL
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$8K ﹤0.01%
+1,500
New +$8.14K
CHKR
8985
CALL
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$8K ﹤0.01%
+600
New +$8.82K
PKD
8986
DELISTED
Parker Drilling Company
PKD
$8K ﹤0.01%
98
+31
+46% +$2.7K
IMI
8987
DELISTED
Intermolecular, Inc.
IMI
$8K ﹤0.01%
1,416
+416
+42% +$2.62K
AFSI
8988
CALL
DELISTED
AmTrust Financial Services, Inc.
AFSI
$8K ﹤0.01%
420
-1,780
-81% -$33.1K
RLOG
8989
DELISTED
Rand Logistics, Inc.
RLOG
$8K ﹤0.01%
1,576
-12,596
-89% -$64K
MGCD
8990
DELISTED
MGC Diagnostics Corporation
MGCD
$8K ﹤0.01%
+756
New +$6.79K
WMAR
8991
DELISTED
West Marine Inc
WMAR
$8K ﹤0.01%
694
+594
+594% +$6.8K
DFT
8992
CALL
DELISTED
DuPont Fabros Technology Inc.
DFT
$8K ﹤0.01%
+300
New +$7.12K
NCIT
8993
DELISTED
NCI, Inc.
NCIT
$8K ﹤0.01%
1,490
-459
-24% -$2.35K
KATE
8994
PUT
DELISTED
Kate Spade & Company
KATE
$8K ﹤0.01%
300
-100
-25% -$2.44K
SCNB
8995
DELISTED
Suffolk Bancorp
SCNB
$8K ﹤0.01%
431
+415
+2,594% +$7.43K
CETC
8996
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$8K ﹤0.01%
621
+352
+131% +$4.88K
LSC
8997
DELISTED
ELEMENTS S&P CTI ETN DUE 06-16-2023 (US)
LSC
$8K ﹤0.01%
1,270
+1,098
+638% +$6.77K
MESG
8998
DELISTED
XURA INC COM (DE)
MESG
$8K ﹤0.01%
255
-62
-20% -$1.93K
BSI
8999
DELISTED
Alon Blue Square Israel Ltd
BSI
$8K ﹤0.01%
222
-266
-55% -$9.69K
UNIS
9000
CALL
DELISTED
Unilife Corporation
UNIS
$8K ﹤0.01%
+250
New +$7.82K
358 359
360
361 362

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.