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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKR
8951
PUT
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$10K ﹤0.01%
900
+100
+13% +$1.21K
LPT
8952
CALL
DELISTED
Liberty Property Trust
LPT
$10K ﹤0.01%
300
+200
+200% +$7K
TOO
8953
CALL
DELISTED
Teekay Offshore Partners L.P.
TOO
$10K ﹤0.01%
300
-100
-25% -$3.27K
ACET
8954
PUT
DELISTED
Aceto Corp
ACET
$10K ﹤0.01%
400
+300
+300% +$5.75K
ESL
8955
CALL
DELISTED
Esterline Technologies
ESL
$10K ﹤0.01%
+100
New +$8.54K
ELGX
8956
CALL
DELISTED
Endologix Inc
ELGX
$10K ﹤0.01%
+60
New +$10.3K
VXZ
8957
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$10K ﹤0.01%
163
-4,393
-96% -$309K
IMPV
8958
CALL
DELISTED
Imperva, Inc.
IMPV
$10K ﹤0.01%
200
-41,600
-100% -$1.75M
IMPV
8959
PUT
DELISTED
Imperva, Inc.
IMPV
$10K ﹤0.01%
+200
New +$8.41K
PRSS
8960
DELISTED
CafePress Inc.
PRSS
$10K ﹤0.01%
+1,647
New +$10.1K
DSUM
8961
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$10K ﹤0.01%
400
+200
+100% +$5.08K
WAYN
8962
DELISTED
Wayne Savings Bancshares Inc
WAYN
$10K ﹤0.01%
874
+412
+89% +$4.29K
RRF
8963
DELISTED
WisdomTree Global Real Return Fund
RRF
$10K ﹤0.01%
217
-151
-41% -$6.48K
TRR
8964
DELISTED
Trc Companies
TRR
$10K ﹤0.01%
+1,408
New +$10.4K
CACB
8965
DELISTED
Cascade Bancorp
CACB
$10K ﹤0.01%
1,819
-599
-25% -$3.2K
HGG
8966
PUT
DELISTED
hhgregg Inc.
HGG
$10K ﹤0.01%
+700
New +$11.2K
TEAR
8967
DELISTED
TearLab Corporation
TEAR
$10K ﹤0.01%
111
-19
-15% -$1.89K
OSHC
8968
DELISTED
Ocean Shore Holding Co.
OSHC
$10K ﹤0.01%
+721
New +$10.2K
FES
8969
DELISTED
Forbes Energy Services Ltd
FES
$10K ﹤0.01%
+3,157
New +$13K
MOBI
8970
CALL
DELISTED
Sky-mobi Limited ADS
MOBI
$10K ﹤0.01%
+2,800
New +$11K
HNR
8971
PUT
DELISTED
Harvest Natural Resources
HNR
$10K ﹤0.01%
575
+450
+360% +$8.03K
TOF
8972
DELISTED
TOFUTTI BRANDS INC
TOF
$10K ﹤0.01%
+2,834
New +$7.89K
BLT
8973
CALL
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$10K ﹤0.01%
+700
New +$9.3K
RPX
8974
DELISTED
COLUMBIA LARGE CAP GROWTH ETF
RPX
$10K ﹤0.01%
247
+35
+17% +$1.35K
MDAS
8975
CALL
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$10K ﹤0.01%
500
+300
+150% +$6.75K
357 358
359
360 361

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.