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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOE icon
8951
CALL
St. Joe Company
JOE
$3.62B
$8K ﹤0.01%
400
-200
-33% -$4.21K
LAKE icon
8952
Lakeland Industries
LAKE
$109M
$8K ﹤0.01%
1,553
-1,105
-42% -$5.11K
LOPE icon
8953
PUT
Grand Canyon Education
LOPE
$3.98B
$8K ﹤0.01%
+200
New +$7.13K
LPLA icon
8954
CALL
LPL Financial
LPLA
$27.1B
$8K ﹤0.01%
+200
New +$7.65K
MFG icon
8955
CALL
Mizuho Financial
MFG
$126B
$8K ﹤0.01%
+1,800
New +$7.71K
MXC icon
8956
Mexco Energy
MXC
$18M
$8K ﹤0.01%
1,296
+1,018
+366% +$6.36K
NBHC icon
8957
National Bank Holdings
NBHC
$1.9B
$8K ﹤0.01%
+371
New +$7.44K
PRPH
8958
DELISTED
ProPhase Labs
PRPH
$8K ﹤0.01%
388
+41
+12% +$687
PRTS icon
8959
CarParts.com
PRTS
$42.4M
$8K ﹤0.01%
636
+505
+385% +$5.29K
RBBN icon
8960
PUT
Ribbon Communications
RBBN
$373M
$8K ﹤0.01%
480
-360
-43% -$6.12K
RHI icon
8961
CALL
Robert Half
RHI
$3.81B
$8K ﹤0.01%
+200
New +$7.37K
SEE
8962
PUT
DELISTED
Sealed Air
SEE
$8K ﹤0.01%
300
-1,300
-81% -$36.8K
SON icon
8963
PUT
Sonoco
SON
$5.62B
$8K ﹤0.01%
200
+100
+100% +$3.8K
ST icon
8964
CALL
Sensata Technologies
ST
$6.98B
$8K ﹤0.01%
200
– –
TZOO icon
8965
CALL
Travelzoo
TZOO
$73.3M
$8K ﹤0.01%
300
-300
-50% -$8.62K
UIS icon
8966
PUT
Unisys
UIS
$230M
$8K ﹤0.01%
300
-600
-67% -$15.1K
UYM icon
8967
CALL
ProShares Ultra Materials
UYM
$39.1M
$8K ﹤0.01%
800
-400
-33% -$3.93K
UYM icon
8968
PUT
ProShares Ultra Materials
UYM
$39.1M
$8K ﹤0.01%
800
-400
-33% -$3.93K
VGT icon
8969
PUT
Vanguard Information Technology ETF
VGT
$139B
$8K ﹤0.01%
+800
New +$7.86K
VICR icon
8970
CALL
Vicor
VICR
$9.42B
$8K ﹤0.01%
+1,000
New +$7.98K
VSEC icon
8971
VSE Corp
VSEC
$5.37B
$8K ﹤0.01%
324
-144
-31% -$3.28K
WBD icon
8972
PUT
Warner Bros
WBD
$63.9B
$8K ﹤0.01%
196
– –
WCC
8973
PUT
WESCO International
WCC
$16.7B
$8K ﹤0.01%
100
– –
WWD icon
8974
CALL
Woodward
WWD
$21.2B
$8K ﹤0.01%
200
– –
HTLF
8975
DELISTED
Heartland Financial USA, Inc.
HTLF
$8K ﹤0.01%
293
-2,213
-88% -$62K
357 358
359
360 361

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.