We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUP
8926
CALL
DELISTED
Superior Industries International
SUP
$10K ﹤0.01%
500
– –
TEO icon
8927
Telecom Argentina
TEO
$5.86B
$10K ﹤0.01%
551
-17,349
-97% -$329K
TK icon
8928
CALL
Teekay
TK
$981M
$10K ﹤0.01%
200
-2,700
-93% -$118K
TLPH icon
8929
CALL
Talphera
TLPH
$67.5M
$10K ﹤0.01%
45
+20
+80% +$3.48K
TREX icon
8930
Trex
TREX
$4.57B
$10K ﹤0.01%
1,040
-4,296
-81% -$35.2K
TWM icon
8931
CALL
ProShares UltraShort Russell2000
TWM
$43.6M
$10K ﹤0.01%
10
-16
-62% -$17.1K
UIS icon
8932
PUT
Unisys
UIS
$250M
$10K ﹤0.01%
300
– –
VIV icon
8933
CALL
Telefônica Brasil
VIV
$21B
$10K ﹤0.01%
500
– –
WULF icon
8934
TeraWulf
WULF
$8.47B
$10K ﹤0.01%
712
+344
+93% +$5.76K
UCB
8935
United Community Banks
UCB
$4.27B
$10K ﹤0.01%
538
-2,204
-80% -$36.5K
IRD
8936
Opus Genetics
IRD
$282M
$10K ﹤0.01%
39
+37
+1,850% +$7.81K
FFNW
8937
PUT
DELISTED
First Financial Northwest, Inc
FFNW
$10K ﹤0.01%
+1,000
New +$10.6K
BFX
8938
CALL
DELISTED
BowFlex Inc.
BFX
$10K ﹤0.01%
1,200
-500
-29% -$3.78K
SFE
8939
PUT
DELISTED
Safeguard Scientifics, Inc.
SFE
$10K ﹤0.01%
+500
New +$8.85K
DCP
8940
PUT
DELISTED
DCP Midstream, LP
DCP
$10K ﹤0.01%
200
-100
-33% -$4.81K
LCI
8941
CALL
DELISTED
Lannett Company, Inc.
LCI
$10K ﹤0.01%
+75
New +$7.94K
DS
8942
CALL
DELISTED
Drive Shack Inc.
DS
$10K ﹤0.01%
1,990
+553
+38% +$2.78K
CYBE
8943
DELISTED
Cyberoptics Corp
CYBE
$10K ﹤0.01%
+1,508
New +$8.27K
WMC
8944
CALL
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$10K ﹤0.01%
70
-180
-72% -$29K
ANAT
8945
DELISTED
American National Group, Inc. Common Stock
ANAT
$10K ﹤0.01%
90
-93
-51% -$9.97K
TCP
8946
PUT
DELISTED
TC Pipelines LP
TCP
$10K ﹤0.01%
200
-1,000
-83% -$48K
CHEP
8947
DELISTED
AGFiQ U.S. Market Neutral Value Fund
CHEP
$10K ﹤0.01%
370
-379
-51% -$10.2K
INWK
8948
DELISTED
InnerWorkings, Inc.
INWK
$10K ﹤0.01%
1,223
-245
-17% -$1.98K
ECT
8949
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$10K ﹤0.01%
1,302
+852
+189% +$7.34K
MFSF
8950
DELISTED
MutualFirst Financial Inc
MFSF
$10K ﹤0.01%
560
-291
-34% -$4.85K
356 357
358
359 360

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.