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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABUS icon
8926
Arbutus Biopharma
ABUS
$871M
$8K ﹤0.01%
+1,189
New +$6.55K
ACHC icon
8927
PUT
Acadia Healthcare
ACHC
$2.62B
$8K ﹤0.01%
+200
New +$7.42K
ADTN icon
8928
PUT
Adtran
ADTN
$682M
$8K ﹤0.01%
+300
New +$7.78K
APH icon
8929
PUT
Amphenol
APH
$197B
$8K ﹤0.01%
800
-800
-50% -$7.81K
APT icon
8930
Alpha Pro Tech
APT
$50.7M
$8K ﹤0.01%
+5,178
New +$8K
ATHE
8931
Alterity Therapeutics
ATHE
$81.6M
$8K ﹤0.01%
+33
New +$7.58K
ATOS icon
8932
Atossa Therapeutics
ATOS
$21.8M
$8K ﹤0.01%
1
– –
BBD icon
8933
PUT
Banco Bradesco
BBD
$37.9B
$8K ﹤0.01%
1,531
– –
BNO icon
8934
CALL
United States Brent Oil Fund
BNO
$770M
$8K ﹤0.01%
200
-800
-80% -$33.7K
CASI
8935
DELISTED
CASI Pharmaceuticals
CASI
$8K ﹤0.01%
402
+202
+101% +$3.84K
CM icon
8936
CALL
Canadian Imperial Bank of Commerce
CM
$108B
$8K ﹤0.01%
204
-204
-50% -$7.62K
CNA icon
8937
CNA Financial
CNA
$14.4B
$8K ﹤0.01%
+211
New +$7.52K
CVI icon
8938
CALL
CVR Energy
CVI
$3.83B
$8K ﹤0.01%
200
-5,000
-96% -$219K
DBC icon
8939
PUT
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$8K ﹤0.01%
300
-600
-67% -$15.7K
DGICA icon
8940
Donegal Group Class A
DGICA
$732M
$8K ﹤0.01%
593
– –
DLX icon
8941
PUT
Deluxe
DLX
$1.19B
$8K ﹤0.01%
200
-600
-75% -$24.1K
DRRX
8942
DELISTED
DURECT Corp
DRRX
$8K ﹤0.01%
652
+617
+1,763% +$7.32K
ELME
8943
PUT
Elme Communities
ELME
$144M
$8K ﹤0.01%
300
-300
-50% -$7.79K
FARO
8944
CALL
DELISTED
Faro Technologies
FARO
$8K ﹤0.01%
200
-100
-33% -$3.84K
GLIN icon
8945
VanEck India Growth Leaders ETF
GLIN
$95.5M
$8K ﹤0.01%
318
-183
-37% -$4.8K
GSM icon
8946
PUT
FerroAtlántica
GSM
$600M
$8K ﹤0.01%
500
+400
+400% +$5.11K
GURE
8947
Gulf Resources
GURE
$4.65M
$8K ﹤0.01%
+92
New +$6.88K
IBKR icon
8948
CALL
Interactive Brokers
IBKR
$40.3B
$8K ﹤0.01%
1,600
+1,200
+300% +$5.15K
IEP icon
8949
CALL
Icahn Enterprises
IEP
$5.18B
$8K ﹤0.01%
100
-300
-75% -$22.6K
INSM icon
8950
PUT
Insmed
INSM
$22B
$8K ﹤0.01%
500
-700
-58% -$8.89K
356 357
358
359 360

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.