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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQB
8876
CALL
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$11K ﹤0.01%
900
-23,000
-96% -$254K
TZE
8877
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$11K ﹤0.01%
+289
New +$10.7K
PACR
8878
CALL
DELISTED
PACER INTL INC TENN
PACR
$11K ﹤0.01%
1,300
+1,200
+1,200% +$9.3K
QTWW
8879
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$11K ﹤0.01%
1,370
-490
-26% -$2.9K
GFA
8880
DELISTED
Gafisa S.A.
GFA
$11K ﹤0.01%
277
-940
-77% -$37.8K
CNCO
8881
DELISTED
Cencosud S.A.
CNCO
$11K ﹤0.01%
1,048
-13,755
-93% -$164K
EDE
8882
PUT
DELISTED
Empire District Electric
EDE
$11K ﹤0.01%
+500
New +$11.2K
MWW
8883
PUT
DELISTED
Monster Worldwide Inc
MWW
$11K ﹤0.01%
1,500
-500
-25% -$2.61K
SOCB
8884
DELISTED
SOUTHCOAST FINANCIAL CORP
SOCB
$11K ﹤0.01%
+1,881
New +$10.9K
INFL
8885
DELISTED
DEUTSCHE BK AG LONDON BRH POWERSHARES DB US INFLATION
INFL
$11K ﹤0.01%
257
– –
ADTN icon
8886
Adtran
ADTN
$730M
$10K ﹤0.01%
378
-992
-72% -$25K
AOSL icon
8887
Alpha and Omega Semiconductor
AOSL
$863M
$10K ﹤0.01%
1,254
-207
-14% -$1.59K
ARGT icon
8888
Global X MSCI Argentina ETF
ARGT
$839M
$10K ﹤0.01%
511
-669
-57% -$13.5K
AXTI icon
8889
AXT Inc
AXTI
$2.8B
$10K ﹤0.01%
+3,781
New +$8.86K
AZZ icon
8890
PUT
AZZ Inc
AZZ
$4.41B
$10K ﹤0.01%
+200
New +$9.08K
BRFS
8891
PUT
DELISTED
BRF SA
BRFS
$10K ﹤0.01%
500
+400
+400% +$9.19K
CLFD icon
8892
PUT
Clearfield
CLFD
$425M
$10K ﹤0.01%
+500
New +$8.34K
CNXN icon
8893
PC Connection
CNXN
$2.1B
$10K ﹤0.01%
+385
New +$7.88K
CSTE icon
8894
CALL
Caesarstone
CSTE
$71.6M
$10K ﹤0.01%
200
-21,800
-99% -$991K
CXE
8895
DELISTED
MFS High Income Municipal Trust
CXE
$10K ﹤0.01%
2,293
-17,915
-89% -$80.4K
DIT icon
8896
AMCON Distributing
DIT
$63.4M
$10K ﹤0.01%
183
-663
-78% -$35K
DK icon
8897
PUT
Delek US
DK
$3.85B
$10K ﹤0.01%
+300
New +$8.15K
DLX icon
8898
CALL
Deluxe
DLX
$1.25B
$10K ﹤0.01%
+200
New +$9.56K
DLX icon
8899
PUT
Deluxe
DLX
$1.25B
$10K ﹤0.01%
200
– –
DXR icon
8900
Daxor
DXR
$62.2M
$10K ﹤0.01%
1,459
+1,073
+278% +$7.69K
354 355
356
357 358

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.