We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCEP
8851
CALL
DELISTED
Mid-Con Energy Partners, LP
MCEP
$11K ﹤0.01%
25
+15
+150% +$7.07K
BGG
8852
CALL
DELISTED
Briggs & Stratton Corp.
BGG
$11K ﹤0.01%
500
-1,100
-69% -$21.8K
EGI
8853
DELISTED
Entre Resources Ltd. Common Shares
EGI
$11K ﹤0.01%
39,300
-12,400
-24% -$4.26K
SGYP
8854
PUT
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$11K ﹤0.01%
+2,028
New +$8.74K
PRKR
8855
CALL
DELISTED
Parkervision Inc
PRKR
$11K ﹤0.01%
250
-3,550
-93% -$137K
JASO
8856
CALL
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$11K ﹤0.01%
1,200
-4,100
-77% -$41.2K
HTM
8857
DELISTED
U.S. Geothermal Inc.
HTM
$11K ﹤0.01%
4,566
+965
+27% +$2.41K
TKF
8858
DELISTED
Turkish Inv Fund
TKF
$11K ﹤0.01%
725
+56
+8% +$877
RBPAA
8859
DELISTED
Royal Bancshares Of Pennsylvania Inc
RBPAA
$11K ﹤0.01%
7,573
-8,227
-52% -$12.1K
ATW
8860
PUT
DELISTED
Atwood Oceanics
ATW
$11K ﹤0.01%
200
-200
-50% -$10.8K
LUX
8861
CALL
DELISTED
Luxottica Group
LUX
$11K ﹤0.01%
200
– –
EVER
8862
CALL
DELISTED
Everbank Financial Corp
EVER
$11K ﹤0.01%
600
+500
+500% +$8.03K
ACAT
8863
PUT
DELISTED
Arctic Cat Inc
ACAT
$11K ﹤0.01%
+200
New +$11.1K
ISIL
8864
CALL
DELISTED
Intersil Corp
ISIL
$11K ﹤0.01%
1,000
-6,000
-86% -$65.3K
IMN
8865
DELISTED
Imation
IMN
$11K ﹤0.01%
2,439
+2,093
+605% +$9.11K
RLOC
8866
PUT
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$11K ﹤0.01%
900
– –
TUMI
8867
CALL
DELISTED
TUMI HLDGS INC COM
TUMI
$11K ﹤0.01%
500
-100
-17% -$2.2K
ARG
8868
CALL
DELISTED
Airgas Inc
ARG
$11K ﹤0.01%
100
-200
-67% -$21.8K
SGL
8869
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$11K ﹤0.01%
1,243
+1,228
+8,187% +$11.1K
NEWP
8870
CALL
DELISTED
NEWPORT CORP
NEWP
$11K ﹤0.01%
600
+300
+100% +$4.91K
DRWI
8871
CALL
DELISTED
DragonWave Inc
DRWI
$11K ﹤0.01%
320
+20
+7% +$710
DAEG
8872
DELISTED
DAEGIS INC
DAEG
$11K ﹤0.01%
9,497
+8,556
+909% +$8.29K
JRN
8873
CALL
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$11K ﹤0.01%
1,200
– –
BTF
8874
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$11K ﹤0.01%
467
+462
+9,240% +$10.4K
TWQ
8875
DELISTED
PROSHARES TR ULTRASHORT RUSSELL3000 NEW
TWQ
$11K ﹤0.01%
+465
New +$12.6K
353 354
355
356 357

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.