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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJRI icon
8826
CALL
BJ's Restaurants
BJRI
$1.56B
$9K ﹤0.01%
+300
New +$10.1K
BMI icon
8827
PUT
Badger Meter
BMI
$3.78B
$9K ﹤0.01%
400
-200
-33% -$4.7K
BOSC icon
8828
Better Online Solutions
BOSC
$31.7M
$9K ﹤0.01%
2,410
+355
+17% +$1.22K
CB icon
8829
PUT
Chubb
CB
$135B
$9K ﹤0.01%
100
– –
CPAC
8830
Cementos Pacasmayo
CPAC
$1.01B
$9K ﹤0.01%
648
+585
+929% +$9.12K
CWEN icon
8831
Clearway Energy Class C
CWEN
$4.94B
$9K ﹤0.01%
+600
New +$8.61K
BGMS
8832
PUT
Bio Green Med Solution Inc
BGMS
$5.04M
– –
0
– –
DNN icon
8833
CALL
Denison Mines
DNN
$2.64B
$9K ﹤0.01%
8,200
+2,400
+41% +$2.87K
DWX icon
8834
CALL
State Street SPDR S&P International Dividend ETF
DWX
$536M
$9K ﹤0.01%
+200
New +$9.08K
EPC icon
8835
CALL
Edgewell Personal Care
EPC
$1.26B
$9K ﹤0.01%
135
-1,484
-92% -$110K
EPV icon
8836
CALL
ProShares UltraShort FTSE Europe
EPV
$10.9M
$9K ﹤0.01%
25
+10
+67% +$4.02K
EWM icon
8837
CALL
iShares MSCI Malaysia ETF
EWM
$312M
$9K ﹤0.01%
150
-100
-40% -$6.08K
DMC
8838
CALL
Del Monte Corp
DMC
$1.41B
$9K ﹤0.01%
300
– –
FIVE icon
8839
PUT
Five Below
FIVE
$12.1B
$9K ﹤0.01%
200
-1,500
-88% -$60.2K
FSTR icon
8840
CALL
Foster
FSTR
$431M
$9K ﹤0.01%
+200
New +$8.92K
FUN icon
8841
PUT
Cedar Fair
FUN
$1.81B
$9K ﹤0.01%
200
– –
GASS icon
8842
StealthGas
GASS
$329M
$9K ﹤0.01%
+1,000
New +$9.66K
GAU
8843
Galiano Gold
GAU
$468M
$9K ﹤0.01%
+3,905
New +$10.3K
GURE
8844
CALL
Gulf Resources
GURE
$4.65M
$9K ﹤0.01%
+100
New +$7.48K
HOUS
8845
CALL
DELISTED
Anywhere Real Estate
HOUS
$9K ﹤0.01%
200
-1,200
-86% -$54.3K
HST icon
8846
PUT
Host Hotels & Resorts
HST
$17.2B
$9K ﹤0.01%
+500
New +$8.87K
AGIG
8847
Abundia Global Impact Group
AGIG
$41.4M
$9K ﹤0.01%
228
-321
-58% -$12.2K
JLL icon
8848
PUT
Jones Lang LaSalle
JLL
$16.8B
$9K ﹤0.01%
+100
New +$8.91K
KEX icon
8849
PUT
Kirby Corp
KEX
$7.08B
$9K ﹤0.01%
+100
New +$8.39K
KOLD icon
8850
CALL
ProShares UltraShort Bloomberg Natural Gas
KOLD
$117M
$9K ﹤0.01%
+30
New +$8.79K
352 353
354
355 356

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.