We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIX icon
8801
Comp X International
CIX
$346M
$11K ﹤0.01%
781
-1,167
-60% -$15.4K
CLS icon
8802
CALL
Celestica
CLS
$40.3B
$11K ﹤0.01%
+1,100
New +$11.6K
DORM icon
8803
CALL
Dorman Products
DORM
$4.28B
$11K ﹤0.01%
200
-100
-33% -$5.03K
EGY icon
8804
Vaalco Energy
EGY
$540M
$11K ﹤0.01%
+1,638
New +$9.81K
EPC icon
8805
PUT
Edgewell Personal Care
EPC
$1.3B
$11K ﹤0.01%
+135
New +$10.3K
FATE icon
8806
Fate Therapeutics
FATE
$270M
$11K ﹤0.01%
+1,717
New +$10.8K
FDS icon
8807
CALL
Factset
FDS
$10.1B
$11K ﹤0.01%
+100
New +$11.1K
FDS icon
8808
PUT
Factset
FDS
$10.1B
$11K ﹤0.01%
+100
New +$11.1K
FENG
8809
CALL
Phoenix New Media
FENG
$17.4M
$11K ﹤0.01%
+183
New +$11.1K
FLNT
8810
Fluent
FLNT
$102M
$11K ﹤0.01%
+237
New +$10K
GGAL icon
8811
Galicia Financial Group
GGAL
$7.9B
$11K ﹤0.01%
1,012
-6,683
-87% -$71.3K
HCI icon
8812
PUT
HCI Group
HCI
$2.29B
$11K ﹤0.01%
+200
New +$9.14K
HHS icon
8813
CALL
Harte-Hanks
HHS
$16.3M
$11K ﹤0.01%
140
-20
-13% -$1.63K
HWBK icon
8814
Hawthorn Bancshares
HWBK
$268M
$11K ﹤0.01%
1,362
-561
-29% -$5.08K
INDL icon
8815
CALL
Direxion Daily MSCI India Bull 2X ETF
INDL
$56M
$11K ﹤0.01%
+250
New +$10.2K
LWAY icon
8816
Lifeway Foods
LWAY
$470M
$11K ﹤0.01%
666
+439
+193% +$6.48K
MELI icon
8817
PUT
Mercado Libre
MELI
$94.4B
$11K ﹤0.01%
100
-2,700
-96% -$323K
MZZ icon
8818
CALL
ProShares UltraShort MidCap400
MZZ
$2.46M
$11K ﹤0.01%
+50
New +$11.7K
NEO icon
8819
CALL
NeoGenomics
NEO
$1.74B
$11K ﹤0.01%
+3,000
New +$10.4K
NGS icon
8820
CALL
Natural Gas Services Group
NGS
$460M
$11K ﹤0.01%
400
-1,900
-83% -$53.2K
OCFC icon
8821
OceanFirst Financial
OCFC
$1.74B
$11K ﹤0.01%
+632
New +$11.2K
PAR icon
8822
PAR Technology
PAR
$707M
$11K ﹤0.01%
2,013
+1,638
+437% +$8.8K
PERI icon
8823
Perion Network
PERI
$378M
$11K ﹤0.01%
300
-4,369
-94% -$151K
PLCE icon
8824
CALL
Children's Place
PLCE
$55.8M
$11K ﹤0.01%
+200
New +$10.8K
PNW icon
8825
CALL
Pinnacle West Capital
PNW
$12.8B
$11K ﹤0.01%
+200
New +$11K
351 352
353
354 355

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.