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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CACH
8801
DELISTED
CACHE INC (DE)
CACH
$10K ﹤0.01%
1,546
-13
-0.8% -$65
MCRS
8802
CALL
DELISTED
MICROS SYSTEMS INC
MCRS
$10K ﹤0.01%
200
-500
-71% -$24.2K
HOVU
8803
DELISTED
HOVNANIAN ENTERPRISES INC UNIT 1 COM & 1 SR SUB NT
HOVU
$10K ﹤0.01%
371
-347
-48% -$9.47K
MSXX
8804
DELISTED
PUREFUNDS ISE MINING SERVICE ETF
MSXX
$10K ﹤0.01%
584
+140
+32% +$2.13K
IPLT
8805
DELISTED
VELOCITYSHS 2X INVERSE PLATINUM ETT LK TO S&P GSCI PLAT
IPLT
$10K ﹤0.01%
207
+27
+15% +$1.26K
GGGG
8806
DELISTED
GLOBAL X FDS PURE GOLD MINERS ETF
GGGG
$10K ﹤0.01%
+778
New +$9.35K
KEM
8807
DELISTED
KEMET Corporation
KEM
$10K ﹤0.01%
2,380
-5,316
-69% -$23K
CHIM
8808
DELISTED
Global X MSCI China Materials ETF
CHIM
$10K ﹤0.01%
658
+510
+345% +$7.29K
NTP
8809
DELISTED
Nam Tai Property Inc.
NTP
$10K ﹤0.01%
1,313
-772
-37% -$5.77K
KGJI
8810
DELISTED
Kingold Jewelry Inc.
KGJI
$10K ﹤0.01%
1,009
+543
+117% +$3.85K
GLF
8811
CALL
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$10K ﹤0.01%
200
-500
-71% -$24.5K
YZC
8812
CALL
DELISTED
Yanzhou Coal Mining
YZC
$10K ﹤0.01%
+1,000
New +$8.38K
SBSA
8813
DELISTED
Spanish Broadcasting System Inc.
SBSA
$10K ﹤0.01%
2,490
-996
-29% -$3.75K
RRMS
8814
CALL
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
$10K ﹤0.01%
+300
New +$10.3K
LIWA
8815
CALL
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
$10K ﹤0.01%
+2,000
New +$10.1K
ATAXZ
8816
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$10K ﹤0.01%
1,500
– –
NKBS
8817
DELISTED
NEWTEK BUSINESS SERVICES, INC.
NKBS
$10K ﹤0.01%
3,375
+2,369
+235% +$7.02K
IMH
8818
DELISTED
Impac Mortgage Holdings Inc.
IMH
$10K ﹤0.01%
1,026
-2,257
-69% -$22.6K
EVOL
8819
DELISTED
Evolving Systems, Inc.
EVOL
$10K ﹤0.01%
1,000
– –
GMAN
8820
DELISTED
Gordmans Stores, Inc.
GMAN
$10K ﹤0.01%
+926
New +$12.9K
ACTG icon
8821
PUT
Acacia Research
ACTG
$426M
$9K ﹤0.01%
400
-13,100
-97% -$300K
AJG icon
8822
CALL
Arthur J. Gallagher & Co
AJG
$65.9B
$9K ﹤0.01%
+200
New +$8.78K
ARTW icon
8823
Arts-Way Manufacturing Co
ARTW
$11.3M
$9K ﹤0.01%
1,300
-486
-27% -$3.43K
ASUR icon
8824
Asure Software
ASUR
$240M
$9K ﹤0.01%
2,078
+1,229
+145% +$6.32K
ASYS icon
8825
CALL
Amtech Systems
ASYS
$259M
$9K ﹤0.01%
1,300
– –
351 352
353
354 355

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.