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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCL
8776
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$10K ﹤0.01%
+500
New +$9.89K
AMRB
8777
DELISTED
American River Bankshares
AMRB
$10K ﹤0.01%
1,155
+994
+617% +$8.74K
TCCO
8778
DELISTED
Technical Communications Corporation
TCCO
$10K ﹤0.01%
+1,548
New +$11K
OMN
8779
PUT
DELISTED
OMNOVA Solutions Inc.
OMN
$10K ﹤0.01%
1,200
– –
EEI
8780
DELISTED
Ecology and Environment
EEI
$10K ﹤0.01%
879
+533
+154% +$5.85K
MDSO
8781
PUT
DELISTED
Medidata Solutions, Inc.
MDSO
$10K ﹤0.01%
+200
New +$8.82K
HZNP
8782
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$10K ﹤0.01%
3,000
-1,800
-38% -$4.75K
BNCL
8783
DELISTED
Beneficial Bancorp, Inc.
BNCL
$10K ﹤0.01%
1,100
-2,576
-70% -$21.4K
GOV
8784
PUT
DELISTED
Government Properties Income Trust
GOV
$10K ﹤0.01%
400
+100
+33% +$2.46K
OA
8785
PUT
DELISTED
Orbital ATK, Inc.
OA
$10K ﹤0.01%
100
– –
HTM
8786
DELISTED
U.S. Geothermal Inc.
HTM
$10K ﹤0.01%
3,601
-1,669
-32% -$4.63K
FIG
8787
CALL
DELISTED
Fortress Investment Group Llc
FIG
$10K ﹤0.01%
1,200
-41,900
-97% -$315K
TKF
8788
DELISTED
Turkish Inv Fund
TKF
$10K ﹤0.01%
+669
New +$10K
OME
8789
CALL
DELISTED
Omega Protein
OME
$10K ﹤0.01%
1,000
+700
+233% +$6.54K
VIXH
8790
DELISTED
First Trust CBOE S&P 500 VIX Tail Hedge Fund
VIXH
$10K ﹤0.01%
+488
New +$10.5K
JNS
8791
PUT
DELISTED
Janus Capital Group Inc
JNS
$10K ﹤0.01%
+1,200
New +$10.8K
ROSG
8792
DELISTED
Rosetta Genomics Ltd.
ROSG
$10K ﹤0.01%
+253
New +$10.3K
ACUR
8793
CALL
DELISTED
Acura Pharmaceuticals
ACUR
$10K ﹤0.01%
1,100
+1,020
+1,275% +$9.02K
GGP
8794
CALL
DELISTED
GGP Inc.
GGP
$10K ﹤0.01%
500
-800
-62% -$16.1K
TUMI
8795
PUT
DELISTED
TUMI HLDGS INC COM
TUMI
$10K ﹤0.01%
500
-2,100
-81% -$47.5K
ZINC
8796
CALL
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$10K ﹤0.01%
800
-200
-20% -$2.5K
CTP
8797
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
$10K ﹤0.01%
2,055
-76
-4% -$351
JRN
8798
CALL
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$10K ﹤0.01%
1,200
-1,300
-52% -$10.6K
CJES
8799
CALL
DELISTED
C&J ENERGY SVCS LTD
CJES
$10K ﹤0.01%
500
-300
-38% -$6.19K
SR
8800
DELISTED
STANDARD REGISTER CO (NEW)
SR
$10K ﹤0.01%
918
+178
+24% +$1.52K
350 351
352
353 354

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.