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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRIX icon
8751
IRIDEX
IRIX
$14.5M
$10K ﹤0.01%
1,650
– –
LSBK icon
8752
Lake Shore Bancorp
LSBK
$135M
$10K ﹤0.01%
859
-117
-12% -$1.36K
MG icon
8753
CALL
Mistras Group
MG
$483M
$10K ﹤0.01%
600
– –
MPX
8754
DELISTED
Marine Products Corp
MPX
$10K ﹤0.01%
1,130
-2,280
-67% -$20.3K
MTSI icon
8755
MACOM Technology Solutions
MTSI
$19B
$10K ﹤0.01%
+573
New +$9.1K
NOW icon
8756
PUT
ServiceNow
NOW
$114B
$10K ﹤0.01%
+1,000
New +$9.19K
NWSA icon
8757
PUT
News Corp Class A
NWSA
$15.2B
$10K ﹤0.01%
+600
New +$9.58K
PACB icon
8758
PUT
Pacific Biosciences
PACB
$460M
$10K ﹤0.01%
+1,800
New +$6.25K
PBT
8759
CALL
Permian Basin Royalty Trust
PBT
$1.39B
$10K ﹤0.01%
700
-1,800
-72% -$24.4K
RIGL icon
8760
PUT
Rigel Pharmaceuticals
RIGL
$704M
$10K ﹤0.01%
280
+60
+27% +$2.19K
RWT
8761
PUT
Redwood Trust
RWT
$585M
$10K ﹤0.01%
+500
New +$8.91K
SBCF icon
8762
Seacoast Banking Corp of Florida
SBCF
$3.35B
$10K ﹤0.01%
893
-677
-43% -$7.48K
SBLK icon
8763
Star Bulk Carriers
SBLK
$3.25B
$10K ﹤0.01%
196
+189
+2,700% +$7.05K
SNOA icon
8764
Sonoma Pharmaceuticals
SNOA
$5.41M
$10K ﹤0.01%
4
+2
+100% +$4.87K
SOCL icon
8765
PUT
Global X Social Media ETF
SOCL
$91.9M
$10K ﹤0.01%
+500
New +$8.79K
SQNS
8766
Sequans Communications SA
SQNS
$37.1M
$10K ﹤0.01%
40
+17
+74% +$3.37K
TCRT icon
8767
PUT
Alaunos Therapeutics
TCRT
$4.59M
$10K ﹤0.01%
17
– –
TLF icon
8768
Tandy Leather Factory
TLF
$19.5M
$10K ﹤0.01%
1,227
-284
-19% -$2.39K
ULH icon
8769
Universal Logistics Holdings
ULH
$353M
$10K ﹤0.01%
366
-899
-71% -$23.7K
WPP icon
8770
CALL
WPP
WPP
$4.41B
$10K ﹤0.01%
100
– –
ZUMZ icon
8771
Zumiez
ZUMZ
$334M
$10K ﹤0.01%
350
– –
VIRX
8772
CALL
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$10K ﹤0.01%
+10
New +$10.7K
CHIE
8773
DELISTED
Global X MSCI China Energy ETF
CHIE
$10K ﹤0.01%
+704
New +$9.91K
AAIC
8774
CALL
DELISTED
Arlington Asset Investment Corp.
AAIC
$10K ﹤0.01%
400
+300
+300% +$7.46K
ACOR
8775
CALL
DELISTED
Acorda Therapeutics
ACOR
$10K ﹤0.01%
3
– –
349 350
351
352 353

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.