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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
851
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$15.2M 0.02%
593,508
+147,040
+33% +$3.63M
BRCM
852
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
$15.2M 0.02%
584,900
+501,700
+603% +$14.2M
ILMN icon
853
Illumina
ILMN
$29.4B
$15.1M 0.02%
191,968
+44,570
+30% +$3.41M
INTU icon
854
Intuit
INTU
$81.1B
$15M 0.02%
226,448
+64,949
+40% +$4.19M
BHI
855
DELISTED
Baker Hughes
BHI
$15M 0.02%
305,568
-9,266
-3% -$447K
UAL icon
856
PUT
United Airlines
UAL
$38.4B
$15M 0.02%
488,400
+274,600
+128% +$8.84M
MMM icon
857
CALL
3M
MMM
$89B
$15M 0.02%
150,098
-35,760
-19% -$3.48M
CLR
858
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$15M 0.02%
279,328
+42,968
+18% +$2.06M
TRP icon
859
TC Energy
TRP
$73.5B
$15M 0.02%
340,845
+11,698
+4% +$521K
USMV icon
860
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$14.9M 0.02%
447,491
-82,297
-16% -$2.75M
FCX icon
861
CALL
Freeport-McMoran
FCX
$90B
$14.9M 0.02%
449,429
-3,372
-0.7% -$103K
V icon
862
CALL
Visa
V
$677B
$14.8M 0.02%
310,800
+154,800
+99% +$7.15M
EWH icon
863
iShares MSCI Hong Kong ETF
EWH
$1.22B
$14.8M 0.02%
740,511
-144,755
-16% -$2.79M
OIH icon
864
VanEck Oil Services ETF
OIH
$2.06B
$14.8M 0.02%
15,735
-719
-4% -$658K
BCS.PRD.CL
865
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$14.8M 0.02%
580,439
+13,362
+2% +$339K
EPP icon
866
iShares MSCI Pacific ex Japan ETF
EPP
$2.18B
$14.7M 0.02%
309,217
-42,298
-12% -$1.93M
MS icon
867
CALL
Morgan Stanley
MS
$337B
$14.7M 0.02%
546,200
-266,900
-33% -$7.16M
LVS icon
868
PUT
Las Vegas Sands
LVS
$30.5B
$14.7M 0.02%
221,300
-95,500
-30% -$5.53M
HTGC icon
869
Hercules Capital
HTGC
$2.94B
$14.7M 0.02%
961,378
+81,471
+9% +$1.18M
ESRX
870
PUT
DELISTED
Express Scripts Holding Company
ESRX
$14.7M 0.02%
237,200
+185,800
+361% +$12M
MTD icon
871
Mettler-Toledo International
MTD
$26.8B
$14.7M 0.02%
61,029
+27,774
+84% +$6.26M
VXUS icon
872
Vanguard Total International Stock ETF
VXUS
$153B
$14.7M 0.02%
292,177
+22,218
+8% +$1.08M
TAP icon
873
Molson Coors Class B
TAP
$7.68B
$14.7M 0.02%
292,267
+84,565
+41% +$4.25M
KLAC icon
874
KLA
KLAC
$275B
$14.6M 0.02%
2,403,860
-306,160
-11% -$1.8M
GNRC icon
875
Generac Holdings
GNRC
$11.9B
$14.6M 0.01%
342,367
+92,861
+37% +$3.85M
33 34
35
36 37

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.