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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONE
8701
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$13K ﹤0.01%
1,292
+500
+63% +$4.52K
CWBC
8702
DELISTED
Community West BanCshares
CWBC
$13K ﹤0.01%
1,952
+1,831
+1,513% +$10.7K
NORW
8703
DELISTED
Global X MSCI Norway ETF
NORW
$13K ﹤0.01%
781
+475
+155% +$7.8K
PERF
8704
DELISTED
Perfumania Holdings, Inc.
PERF
$13K ﹤0.01%
2,000
-1,893
-49% -$9.22K
ARCO icon
8705
PUT
Arcos Dorados Holdings
ARCO
$1.75B
$12K ﹤0.01%
1,028
-20,659
-95% -$238K
ASYS icon
8706
Amtech Systems
ASYS
$240M
$12K ﹤0.01%
+1,717
New +$13.4K
BOSC icon
8707
Better Online Solutions
BOSC
$31.8M
$12K ﹤0.01%
1,601
-809
-34% -$4.21K
CLDX icon
8708
PUT
Celldex Therapeutics
CLDX
$2.8B
$12K ﹤0.01%
33
-880
-96% -$339K
CLH icon
8709
PUT
Clean Harbors
CLH
$17.3B
$12K ﹤0.01%
200
-400
-67% -$23.1K
CRS icon
8710
PUT
Carpenter Technology
CRS
$26.1B
$12K ﹤0.01%
+200
New +$12.1K
DGII icon
8711
Digi International
DGII
$2.43B
$12K ﹤0.01%
976
-4,611
-83% -$49.6K
DNN icon
8712
CALL
Denison Mines
DNN
$2.38B
$12K ﹤0.01%
9,800
+1,600
+20% +$1.76K
EC icon
8713
CALL
Ecopetrol
EC
$33.5B
$12K ﹤0.01%
300
– –
EZPW icon
8714
CALL
Ezcorp Inc
EZPW
$1.79B
$12K ﹤0.01%
1,000
+900
+900% +$11.9K
FIZZ icon
8715
National Beverage
FIZZ
$3.07B
$12K ﹤0.01%
1,218
-1,302
-52% -$12.5K
FOLD
8716
CALL
DELISTED
Amicus Therapeutics
FOLD
$12K ﹤0.01%
4,900
+3,100
+172% +$6.8K
GEVO icon
8717
CALL
Gevo
GEVO
$348M
$12K ﹤0.01%
1
– –
HEES
8718
CALL
DELISTED
H&E Equipment Services
HEES
$12K ﹤0.01%
+400
New +$11K
HL.PRB icon
8719
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.3M
$12K ﹤0.01%
243
-76
-24% -$3.7K
LEG icon
8720
CALL
Leggett & Platt
LEG
$1.39B
$12K ﹤0.01%
400
-300
-43% -$8.94K
MBOT icon
8721
Microbot Medical
MBOT
$112M
$12K ﹤0.01%
6
-4
-40% -$8.47K
MSTR icon
8722
CALL
Strategy Inc
MSTR
$34.7B
$12K ﹤0.01%
+1,000
New +$11.8K
MVO
8723
PUT
DELISTED
MV Oil Trust
MVO
$12K ﹤0.01%
+500
New +$13.4K
PGEN icon
8724
PUT
Precigen
PGEN
$1.97B
$12K ﹤0.01%
+523
New +$10.6K
PTN
8725
Palatin Technologies
PTN
$14.1M
$12K ﹤0.01%
13
+11
+550% +$9.15K
347 348
349
350 351

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.