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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLOC
8701
PUT
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$11K ﹤0.01%
900
+400
+80% +$4.97K
ECTE
8702
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$11K ﹤0.01%
3,940
+2,035
+107% +$5.51K
GSIG
8703
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$11K ﹤0.01%
+1,190
New +$10.3K
FRAK
8704
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$11K ﹤0.01%
40
-110
-73% -$29.9K
PULB
8705
DELISTED
PULASKI FINANCIAL CORP
PULB
$11K ﹤0.01%
1,098
+886
+418% +$9.04K
PSUN
8706
PUT
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$11K ﹤0.01%
+3,500
New +$13K
RVLT
8707
CALL
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$11K ﹤0.01%
420
+90
+27% +$3.27K
TSYS
8708
PUT
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$11K ﹤0.01%
+4,600
New +$12.2K
KYTH
8709
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$11K ﹤0.01%
250
– –
OCR
8710
PUT
DELISTED
OMNICARE INC
OCR
$11K ﹤0.01%
200
-1,800
-90% -$96K
LNBB
8711
DELISTED
L N B BANCORP INC
LNBB
$11K ﹤0.01%
1,137
+937
+469% +$8.82K
MRH
8712
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
$11K ﹤0.01%
408
-3,270
-89% -$84.9K
WHX
8713
PUT
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$11K ﹤0.01%
2,500
-8,200
-77% -$37.2K
SJF
8714
DELISTED
PROSHARES ULTRASHORT RUSSELL 1000 VALUE (NEW)
SJF
$11K ﹤0.01%
213
-7
-3% -$357
CNQR
8715
CALL
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$11K ﹤0.01%
100
– –
CEDU
8716
DELISTED
CHINAEDU CORPORATION ADS
CEDU
$11K ﹤0.01%
1,587
+276
+21% +$1.81K
DBLE
8717
CALL
DELISTED
DOUBLE EAGLE PETROLEUM CO
DBLE
$11K ﹤0.01%
+3,600
New +$12.2K
DM
8718
DELISTED
DOLAN COMPANY COMMON STOCK
DM
$11K ﹤0.01%
5,057
+858
+20% +$1.92K
BLC
8719
CALL
DELISTED
BELO CORP SER A
BLC
$11K ﹤0.01%
+800
New +$11.3K
MSPD
8720
CALL
DELISTED
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
$11K ﹤0.01%
3,600
+3,200
+800% +$9.98K
MCF
8721
PUT
DELISTED
Contango Oil & Gas Co.
MCF
$11K ﹤0.01%
300
+100
+50% +$3.77K
AGF
8722
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$11K ﹤0.01%
+759
New +$11.3K
EEHB
8723
DELISTED
POWERSHARES S&P EMERGING MARKETS HIGH BETA PORTFOLIO
EEHB
$11K ﹤0.01%
+533
New +$10.8K
PACD
8724
PUT
DELISTED
Pacific Drilling S A
PACD
$11K ﹤0.01%
100
– –
STND
8725
DELISTED
STANDARD FINANCIAL CORP COM STK
STND
$11K ﹤0.01%
603
-838
-58% -$15.9K
347 348
349
350 351

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MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.