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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIV icon
8676
CALL
Telefônica Brasil
VIV
$20.6B
$11K ﹤0.01%
+500
New +$10.8K
WAL icon
8677
PUT
Western Alliance Bancorporation
WAL
$8.87B
$11K ﹤0.01%
+600
New +$10.5K
GVP
8678
DELISTED
GSE Systems, Inc.
GVP
$11K ﹤0.01%
664
+76
+13% +$1.19K
TGH
8679
PUT
DELISTED
Textainer Group Holdings limited
TGH
$11K ﹤0.01%
300
+200
+200% +$7.17K
GFED
8680
DELISTED
Guaranty Federal Bancshares In
GFED
$11K ﹤0.01%
900
-967
-52% -$11.7K
CVA
8681
PUT
DELISTED
Covanta Holding Corporation
CVA
$11K ﹤0.01%
500
-1,200
-71% -$25.2K
MSON
8682
DELISTED
Misonix Inc
MSON
$11K ﹤0.01%
2,560
+1,160
+83% +$5.57K
NAV
8683
PUT
DELISTED
Navistar International
NAV
$11K ﹤0.01%
300
-1,400
-82% -$47.6K
CXO
8684
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
$11K ﹤0.01%
100
-500
-83% -$47.6K
BMCH
8685
DELISTED
BMC Stock Holdings, Inc
BMCH
$11K ﹤0.01%
+836
New +$11.4K
APEX
8686
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$11K ﹤0.01%
28
-252
-90% -$94.9K
KOL
8687
PUT
DELISTED
VanEck Vectors Coal ETF
KOL
$11K ﹤0.01%
+60
New +$11.2K
CHKR
8688
PUT
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$11K ﹤0.01%
800
-8,200
-91% -$121K
HOS
8689
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$11K ﹤0.01%
+200
New +$11.3K
YGE
8690
CALL
DELISTED
Yingli Green Energy Holding Comp
YGE
$11K ﹤0.01%
160
-510
-76% -$22.9K
PZE
8691
DELISTED
Petrobras Argentina S A
PZE
$11K ﹤0.01%
2,000
+1,656
+481% +$7.48K
AGA
8692
DELISTED
DB Agriculture Double Short ETN due April 1, 2038
AGA
$11K ﹤0.01%
774
+218
+39% +$3.11K
BSF
8693
DELISTED
Bear State Financial, Inc.
BSF
$11K ﹤0.01%
1,341
+797
+147% +$6.87K
CVO
8694
DELISTED
Cenevo, Inc.
CVO
$11K ﹤0.01%
488
+400
+455% +$8.09K
CBF
8695
CALL
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$11K ﹤0.01%
+500
New +$10.1K
FSBK
8696
DELISTED
First South Bancorp Inc/VA
FSBK
$11K ﹤0.01%
1,782
-88
-5% -$567
HVPW
8697
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$11K ﹤0.01%
439
+122
+38% +$3.14K
LUX
8698
CALL
DELISTED
Luxottica Group
LUX
$11K ﹤0.01%
200
-100
-33% -$5.32K
LIOX
8699
DELISTED
Lionbridge Technologies
LIOX
$11K ﹤0.01%
2,997
-3,749
-56% -$12.9K
DWA
8700
PUT
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$11K ﹤0.01%
400
-1,600
-80% -$43.7K
346 347
348
349 350

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.