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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAYD icon
8651
Taylor Devices
TAYD
$178M
$13K ﹤0.01%
+1,635
New +$13.4K
TSBK icon
8652
Timberland Bancorp
TSBK
$353M
$13K ﹤0.01%
1,340
-390
-23% -$3.53K
UFPT icon
8653
UFP Technologies
UFPT
$1.98B
$13K ﹤0.01%
500
– –
SPLP
8654
DELISTED
STEEL PARTNERS HOLDINGS L.P.
SPLP
$13K ﹤0.01%
721
+432
+149% +$6.95K
FBMS
8655
DELISTED
The First Bancshares, Inc.
FBMS
$13K ﹤0.01%
897
-6
-0.7% -$88
AUMN
8656
DELISTED
Golden Minerals Company
AUMN
$13K ﹤0.01%
1,095
-552
-34% -$8.73K
SEEL
8657
CALL
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
HCCI
8658
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$13K ﹤0.01%
624
-365
-37% -$6.68K
AMRS
8659
CALL
DELISTED
Amyris Inc.
AMRS
$13K ﹤0.01%
+160
New +$6.76K
AJRD
8660
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$13K ﹤0.01%
700
-2,800
-80% -$47.7K
MLVF
8661
DELISTED
Malvern Bancorp, Inc.
MLVF
$13K ﹤0.01%
+1,153
New +$13.7K
TA
8662
DELISTED
TravelCenters of America LLC
TA
$13K ﹤0.01%
260
-3,234
-93% -$148K
STAB
8663
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$13K ﹤0.01%
555
-32
-5% -$870
CCXI
8664
DELISTED
ChemoCentryx, Inc.
CCXI
$13K ﹤0.01%
+2,256
New +$11.6K
RPAI
8665
CALL
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$13K ﹤0.01%
1,000
– –
FRAN
8666
DELISTED
Francesca's Holdings Corporation
FRAN
$13K ﹤0.01%
60
+39
+186% +$8.5K
BGG
8667
PUT
DELISTED
Briggs & Stratton Corp.
BGG
$13K ﹤0.01%
600
+400
+200% +$7.92K
SEMG
8668
CALL
DELISTED
SEMGROUP CORPORATION
SEMG
$13K ﹤0.01%
200
-2,300
-92% -$138K
SDT
8669
CALL
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$13K ﹤0.01%
1,400
+1,100
+367% +$12.6K
MSL
8670
DELISTED
Midsouth Bancorp, Inc.
MSL
$13K ﹤0.01%
703
-796
-53% -$13K
WSCI
8671
DELISTED
WSI Industries Inc
WSCI
$13K ﹤0.01%
+2,202
New +$13.4K
ANW
8672
DELISTED
Aegean Marine Petroleum Network
ANW
$13K ﹤0.01%
1,153
+553
+92% +$5.96K
BRCD
8673
CALL
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$13K ﹤0.01%
1,500
-77,700
-98% -$648K
BRAQ
8674
DELISTED
Global X Brazil Consumer ETF
BRAQ
$13K ﹤0.01%
786
-1,333
-63% -$22.9K
BSTG
8675
DELISTED
Biostage, Inc. Common Stock
BSTG
$13K ﹤0.01%
+2,696
New +$12.6K
345 346
347
348 349

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.