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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBNY
8601
CALL
DELISTED
Signature Bank
SBNY
$13K ﹤0.01%
+100
New +$12.2K
SBNY
8602
PUT
DELISTED
Signature Bank
SBNY
$13K ﹤0.01%
+100
New +$12.2K
EFII
8603
CALL
DELISTED
Electronics for Imaging
EFII
$13K ﹤0.01%
300
– –
IMUC
8604
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$13K ﹤0.01%
267
-870
-77% -$42.5K
MGH
8605
DELISTED
Minco Gold Corp
MGH
$13K ﹤0.01%
41,628
+26,628
+178% +$10.7K
GKNT
8606
DELISTED
GEEKNET INC COM NEW
GKNT
$13K ﹤0.01%
916
-742
-45% -$12.1K
LMCB
8607
DELISTED
LIBERTY MEDIA CORP DELAWARE CLASS B
LMCB
$13K ﹤0.01%
300
– –
AFG icon
8608
CALL
American Financial Group
AFG
$11.9B
$12K ﹤0.01%
+200
New +$11.3K
APD icon
8609
PUT
Air Products & Chemicals
APD
$65.5B
$12K ﹤0.01%
108
-6,378
-98% -$677K
APYX icon
8610
Apyx Medical
APYX
$162M
$12K ﹤0.01%
3,000
– –
AUBN icon
8611
Auburn National Bancorp
AUBN
$91.8M
$12K ﹤0.01%
500
– –
AVAV icon
8612
PUT
AeroVironment
AVAV
$7.19B
$12K ﹤0.01%
+300
New +$9.77K
BKH icon
8613
CALL
Black Hills Corp
BKH
$5.55B
$12K ﹤0.01%
+200
New +$11K
BOH icon
8614
PUT
Bank of Hawaii
BOH
$3.14B
$12K ﹤0.01%
200
-1,200
-86% -$69.9K
BZQ icon
8615
ProShares UltraShort MSCI Brazil Capped
BZQ
$2.49M
$12K ﹤0.01%
4
– –
CLRO icon
8616
ClearOne Inc
CLRO
$12M
$12K ﹤0.01%
82
-42
-34% -$6.37K
CRTO icon
8617
PUT
Criteo
CRTO
$1.14B
$12K ﹤0.01%
+300
New +$12.4K
CRWS icon
8618
Crown Crafts
CRWS
$31.6M
$12K ﹤0.01%
+1,545
New +$12.7K
EDU icon
8619
PUT
New Oriental
EDU
$9.32B
$12K ﹤0.01%
400
+200
+100% +$6.01K
FBIO icon
8620
PUT
Fortress Biotech
FBIO
$111M
$12K ﹤0.01%
400
– –
FSFG
8621
DELISTED
First Savings Financial Group
FSFG
$12K ﹤0.01%
+1,587
New +$12.3K
HHS icon
8622
CALL
Harte-Hanks
HHS
$16.4M
$12K ﹤0.01%
140
– –
HWKN icon
8623
Hawkins
HWKN
$2.9B
$12K ﹤0.01%
658
-648
-50% -$11.6K
IRWD icon
8624
CALL
Ironwood Pharmaceuticals
IRWD
$586M
$12K ﹤0.01%
+1,194
New +$13.4K
KBA icon
8625
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
$12K ﹤0.01%
+400
New +$11.8K
343 344
345
346 347

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.