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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOCL
8576
EDAP TMS S.A.
FOCL
$231M
$12K ﹤0.01%
+4,558
New +$11.8K
EDN
8577
Edenor
EDN
$1.17B
$12K ﹤0.01%
+2,629
New +$6.52K
ENS icon
8578
CALL
EnerSys
ENS
$6.84B
$12K ﹤0.01%
+200
New +$10.7K
GTN.A icon
8579
Gray Media Inc
GTN.A
$699M
$12K ﹤0.01%
+1,652
New +$12.1K
HBI
8580
CALL
DELISTED
Hanesbrands
HBI
$12K ﹤0.01%
800
-1,200
-60% -$17.9K
IMAX icon
8581
CALL
IMAX
IMAX
$2.61B
$12K ﹤0.01%
400
-800
-67% -$21.5K
KRNY icon
8582
Kearny Financial
KRNY
$605M
$12K ﹤0.01%
1,634
-2,495
-60% -$18.5K
MBWM icon
8583
Mercantile Bank Corp
MBWM
$1.04B
$12K ﹤0.01%
583
+469
+411% +$9.39K
NSPR icon
8584
InspireMD
NSPR
$30.6M
– –
0
– –
NUWE icon
8585
Nuwellis
NUWE
$156K
– –
0
– –
PGEN icon
8586
Precigen
PGEN
$2.17B
$12K ﹤0.01%
+547
New +$12.6K
PGF icon
8587
CALL
Invesco Financial Preferred ETF
PGF
$676M
$12K ﹤0.01%
700
+600
+600% +$10.4K
RUSHB icon
8588
Rush Enterprises Class B
RUSHB
$6.14B
$12K ﹤0.01%
1,161
-1,393
-55% -$13.8K
SCHH icon
8589
Schwab US REIT ETF
SCHH
$11.5B
$12K ﹤0.01%
772
+600
+349% +$9.5K
SCHX icon
8590
CALL
Schwab US Large- Cap ETF
SCHX
$71.7B
$12K ﹤0.01%
1,800
– –
SNBR
8591
PUT
DELISTED
Sleep Number
SNBR
$12K ﹤0.01%
500
-1,200
-71% -$28.8K
SOL
8592
PUT
DELISTED
Emeren Group
SOL
$12K ﹤0.01%
+480
New +$9.85K
SWKS icon
8593
PUT
Skyworks Solutions
SWKS
$9.38B
$12K ﹤0.01%
+500
New +$12.1K
TGTX icon
8594
TG Therapeutics
TGTX
$8.01B
$12K ﹤0.01%
+2,450
New +$15K
ATSG
8595
DELISTED
Air Transport Services Group
ATSG
$12K ﹤0.01%
1,669
-2,952
-64% -$19.7K
BCOV
8596
CALL
DELISTED
Brightcove, Inc.
BCOV
$12K ﹤0.01%
1,100
+600
+120% +$6.05K
BIOL
8597
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
SPLK
8598
PUT
DELISTED
Splunk Inc
SPLK
$12K ﹤0.01%
200
-1,000
-83% -$53.2K
BFX
8599
CALL
DELISTED
BowFlex Inc.
BFX
$12K ﹤0.01%
1,700
+200
+13% +$1.54K
BVH
8600
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$12K ﹤0.01%
+172
New +$11.5K
342 343
344
345 346

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.