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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEAC
8476
DELISTED
Seachange International Inc
SEAC
$15K ﹤0.01%
+62
New +$16.4K
LDL
8477
DELISTED
Lydall, Inc.
LDL
$15K ﹤0.01%
829
-2,849
-77% -$49.1K
MLPY
8478
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$15K ﹤0.01%
+787
New +$14K
PTVCA
8479
DELISTED
Protective Insurance Corporation Class A Common Stock
PTVCA
$15K ﹤0.01%
587
+36
+7% +$901
WUBA
8480
PUT
DELISTED
58.com Inc
WUBA
$15K ﹤0.01%
+400
New +$12.7K
ROYT
8481
CALL
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$15K ﹤0.01%
1,200
+900
+300% +$12.9K
ECT
8482
CALL
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$15K ﹤0.01%
1,900
-6,300
-77% -$54.3K
ACET
8483
CALL
DELISTED
Aceto Corp
ACET
$15K ﹤0.01%
600
– –
GBNK
8484
DELISTED
Guaranty Bancorp
GBNK
$15K ﹤0.01%
1,052
-353
-25% -$4.92K
SPIL
8485
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$15K ﹤0.01%
2,488
+2,238
+895% +$13.2K
CDI
8486
DELISTED
CDI Corp.
CDI
$15K ﹤0.01%
836
-1,734
-67% -$28.2K
NSR
8487
CALL
DELISTED
Neustar Inc
NSR
$15K ﹤0.01%
300
-300
-50% -$14.4K
PWE
8488
PUT
DELISTED
Penn West Energy Petroleum Ltd
PWE
$15K ﹤0.01%
1,800
-800
-31% -$7.68K
TVIZ
8489
DELISTED
VelocityShares Daily 2x VIX Medium Term ETN
TVIZ
$15K ﹤0.01%
87
-142
-62% -$30.8K
NTK
8490
DELISTED
NORTEK INC COM NEW (DE)
NTK
$15K ﹤0.01%
+204
New +$14.6K
NKA
8491
PUT
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$15K ﹤0.01%
+1,000
New +$15.4K
HNT
8492
CALL
DELISTED
HEALTH NET INC
HNT
$15K ﹤0.01%
500
-1,800
-78% -$53.9K
ESSX
8493
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$15K ﹤0.01%
4,556
+4,456
+4,456% +$13.4K
RNDY
8494
PUT
DELISTED
ROUNDYS INC COM STK
RNDY
$15K ﹤0.01%
1,500
-1,700
-53% -$15.4K
ONCY
8495
PUT
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$15K ﹤0.01%
9,400
-14,700
-61% -$33.1K
LRE
8496
CALL
DELISTED
LRR ENERGY LP
LRE
$15K ﹤0.01%
+900
New +$14.9K
BRLI
8497
PUT
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$15K ﹤0.01%
600
+500
+500% +$15.4K
BKYF
8498
DELISTED
BK KY FINL CORP
BKYF
$15K ﹤0.01%
416
-384
-48% -$12.1K
COBK
8499
DELISTED
COLONIAL FINL SVCS INC COM STK (MD)
COBK
$15K ﹤0.01%
1,152
-345
-23% -$4.68K
UKF
8500
DELISTED
PROSHARES ULTRA RUSSELL 1000 GROWTH
UKF
$15K ﹤0.01%
133
-488
-79% -$49.4K
338 339
340
341 342

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.