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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRZS
8426
DELISTED
DIREXION DAILY BRAZIL BEAR 3X SHARES
BRZS
$16K ﹤0.01%
327
+322
+6,440% +$15.3K
ZIPR
8427
DELISTED
ZIP REALTY, INC
ZIPR
$16K ﹤0.01%
2,752
-2,484
-47% -$14K
SUPX
8428
DELISTED
SUPERTEX INC
SUPX
$16K ﹤0.01%
635
-1,018
-62% -$25.3K
BRE
8429
CALL
DELISTED
BRE PROPERTIES INC CL A
BRE
$16K ﹤0.01%
300
-1,000
-77% -$53.6K
AXIT
8430
DELISTED
ISHARES TR MSCI ACWI EX US INFORMATION TECH ETF
AXIT
$16K ﹤0.01%
244
-158
-39% -$10.3K
GSE
8431
DELISTED
GSE HLDG INC COM STK (DE)
GSE
$16K ﹤0.01%
7,600
-1,000
-12% -$2.42K
NETC
8432
DELISTED
NET SERVICOS DE COMUNICACAO S A NEW
NETC
$16K ﹤0.01%
1,690
+329
+24% +$3.78K
PGH
8433
CALL
DELISTED
Pengrowth Energy Corporation
PGH
$16K ﹤0.01%
+2,600
New +$16.4K
HSKA
8434
DELISTED
Heska Corp
HSKA
$16K ﹤0.01%
1,820
+955
+110% +$6.68K
ADZ
8435
DELISTED
DB Agriculture Short ETN due April 1, 2038
ADZ
$16K ﹤0.01%
685
+121
+21% +$2.65K
FDML
8436
PUT
DELISTED
Federal-Mogul Holdings Corporation
FDML
$16K ﹤0.01%
800
+300
+60% +$5.72K
LBND
8437
DELISTED
DEUTSCHE BK AG LONDON DB 3X LONG UST ETN
LBND
$16K ﹤0.01%
563
-34
-6% -$1.07K
ARTW icon
8438
Arts-Way Manufacturing Co
ARTW
$11.5M
$15K ﹤0.01%
2,432
+1,132
+87% +$6.91K
ATLO icon
8439
AMES National
ATLO
$271M
$15K ﹤0.01%
700
+500
+250% +$11.2K
BIB icon
8440
PUT
ProShares Ultra NASDAQ Biotechnology
BIB
$82.9M
$15K ﹤0.01%
+400
New +$13.4K
BRZU icon
8441
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$98.6M
$15K ﹤0.01%
2
-3
-60% -$25.5K
CKX icon
8442
CKX Lands
CKX
$22.2M
$15K ﹤0.01%
1,036
+331
+47% +$4.9K
CPHC icon
8443
Canterbury Park Holding Corp
CPHC
$80.2M
$15K ﹤0.01%
1,464
+1,364
+1,364% +$14.7K
EET icon
8444
CALL
ProShares Ultra MSCI Emerging Markets
EET
$31.4M
$15K ﹤0.01%
200
-300
-60% -$22.7K
ENPH icon
8445
CALL
Enphase Energy
ENPH
$4.62B
$15K ﹤0.01%
+2,400
New +$17.6K
FLN icon
8446
First Trust Latin America AlphaDEX Fund
FLN
$36.9M
$15K ﹤0.01%
642
-879
-58% -$21.2K
GAIA icon
8447
Gaia
GAIA
$46.6M
$15K ﹤0.01%
2,303
+1,170
+103% +$7.04K
GIGM icon
8448
GigaMedia
GIGM
$14.7M
$15K ﹤0.01%
3,064
+1,721
+128% +$8.58K
GWRE icon
8449
PUT
Guidewire Software
GWRE
$13.9B
$15K ﹤0.01%
+300
New +$14.2K
HL icon
8450
PUT
Hecla Mining
HL
$9.49B
$15K ﹤0.01%
5,000
-51,600
-91% -$156K
336 337
338
339 340

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.