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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULE icon
8426
ProShares Ultra Euro
ULE
$4.4M
$14K ﹤0.01%
+551
New +$13.4K
VMI icon
8427
PUT
Valmont Industries
VMI
$9.3B
$14K ﹤0.01%
100
– –
WEAT icon
8428
Teucrium Wheat Fund
WEAT
$285M
$14K ﹤0.01%
169
-143
-46% -$12K
XTNT icon
8429
Xtant Medical Holdings
XTNT
$60.3M
$14K ﹤0.01%
175
-44
-20% -$3.16K
BERY
8430
CALL
DELISTED
Berry Global Group, Inc.
BERY
$14K ﹤0.01%
+762
New +$15.9K
ONCT
8431
CALL
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$14K ﹤0.01%
5
-13
-72% -$64.7K
FRTX
8432
CALL
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$14K ﹤0.01%
3
-2
-40% -$15K
PCTI
8433
DELISTED
PCTEL, Inc. Common Stock
PCTI
$14K ﹤0.01%
1,546
+917
+146% +$8.24K
ICPT
8434
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$14K ﹤0.01%
+198
New +$9.78K
CCXI
8435
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
$14K ﹤0.01%
+2,500
New +$27K
RPAI
8436
CALL
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$14K ﹤0.01%
+1,000
New +$14.2K
GV
8437
DELISTED
Goldfield Corporation
GV
$14K ﹤0.01%
+8,232
New +$16.1K
TCO.PRK
8438
DELISTED
TAUBMAN CENTERS, INC. 6.25% SER K
TCO.PRK
$14K ﹤0.01%
+617
New +$14.1K
OMN
8439
CALL
DELISTED
OMNOVA Solutions Inc.
OMN
$14K ﹤0.01%
1,600
-1,600
-50% -$13.1K
WCG
8440
PUT
DELISTED
Wellcare Health Plans, Inc.
WCG
$14K ﹤0.01%
200
-200
-50% -$12.8K
EGI
8441
DELISTED
Entre Resources Ltd. Common Shares
EGI
$14K ﹤0.01%
51,700
– –
TST
8442
DELISTED
TheStreet, Inc.
TST
$14K ﹤0.01%
+684
New +$14.2K
LION
8443
DELISTED
Fidelity Southern Corporation
LION
$14K ﹤0.01%
921
-2,674
-74% -$38.6K
SIFI
8444
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
$14K ﹤0.01%
1,284
-2,814
-69% -$31.8K
GOV
8445
CALL
DELISTED
Government Properties Income Trust
GOV
$14K ﹤0.01%
600
-400
-40% -$9.86K
UCBA
8446
DELISTED
United Community Bancorp
UCBA
$14K ﹤0.01%
1,366
+923
+208% +$9.37K
WLB
8447
DELISTED
Westmoreland Coal Company
WLB
$14K ﹤0.01%
1,028
-2,232
-68% -$28.6K
TORM
8448
DELISTED
TOR Minerals International Inc
TORM
$14K ﹤0.01%
1,166
+637
+120% +$7.07K
BSFT
8449
CALL
DELISTED
BroadSoft, Inc.
BSFT
$14K ﹤0.01%
400
-500
-56% -$16.2K
CACB
8450
DELISTED
Cascade Bancorp
CACB
$14K ﹤0.01%
2,418
+2,346
+3,258% +$14.4K
336 337
338
339 340

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.