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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNTY icon
8401
Unity Bancorp
UNTY
$590M
$15K ﹤0.01%
1,994
+232
+13% +$1.66K
UXI icon
8402
ProShares Ultra Industrials
UXI
$29.9M
$15K ﹤0.01%
1,764
-816
-32% -$6.84K
WD icon
8403
Walker & Dunlop
WD
$1.73B
$15K ﹤0.01%
902
-10,326
-92% -$162K
TEN
8404
CALL
Tsakos Energy Navigation Ltd
TEN
$1.19B
$15K ﹤0.01%
380
-1,120
-75% -$39.1K
FFNW
8405
CALL
DELISTED
First Financial Northwest, Inc
FFNW
$15K ﹤0.01%
+1,500
New +$15.6K
MODN
8406
CALL
DELISTED
MODEL N, INC.
MODN
$15K ﹤0.01%
+1,500
New +$16.7K
MTOR
8407
CALL
DELISTED
MERITOR, Inc.
MTOR
$15K ﹤0.01%
1,200
-16,200
-93% -$182K
CXDC
8408
DELISTED
China XD Plastics Company Limited
CXDC
$15K ﹤0.01%
+2,862
New +$14.1K
CUB
8409
CALL
DELISTED
Cubic Corporation
CUB
$15K ﹤0.01%
300
– –
AT
8410
CALL
DELISTED
Atlantic Power Corporation
AT
$15K ﹤0.01%
5,000
-2,000
-29% -$5.72K
AKRX
8411
PUT
DELISTED
Akorn Inc
AKRX
$15K ﹤0.01%
700
+600
+600% +$14K
WEBK
8412
DELISTED
Wellesley Bancorp, Inc.
WEBK
$15K ﹤0.01%
+759
New +$14.5K
IBDC
8413
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$15K ﹤0.01%
584
+388
+198% +$10K
PIR
8414
PUT
DELISTED
Pier 1 Imports, Inc.
PIR
$15K ﹤0.01%
40
-185
-82% -$72.7K
MBTF
8415
DELISTED
MBT Financial Corporation
MBTF
$15K ﹤0.01%
+2,964
New +$14.9K
PETX
8416
DELISTED
Aratana Therapeutics, Inc.
PETX
$15K ﹤0.01%
814
-479
-37% -$9.6K
HZNP
8417
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$15K ﹤0.01%
1,000
– –
BDD
8418
DELISTED
DB Base Metals Double Long Exchange Traded Notes due June 1, 2038
BDD
$15K ﹤0.01%
+1,999
New +$16.2K
BLMT
8419
DELISTED
BSB Bancorp, Inc.
BLMT
$15K ﹤0.01%
861
+361
+72% +$5.89K
JONE
8420
CALL
DELISTED
Jones Energy, Inc.
JONE
$15K ﹤0.01%
+54
New +$15.2K
JONE
8421
PUT
DELISTED
Jones Energy, Inc.
JONE
$15K ﹤0.01%
+54
New +$15.2K
PNK
8422
DELISTED
Pinnacle Entertainment Inc.
PNK
$15K ﹤0.01%
645
-18,084
-97% -$424K
JASO
8423
CALL
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$15K ﹤0.01%
1,500
+300
+25% +$3.02K
ACFC
8424
DELISTED
Atlantic Coast Financial Corporation
ACFC
$15K ﹤0.01%
+3,235
New +$13.3K
TESO
8425
CALL
DELISTED
Tesco Corp
TESO
$15K ﹤0.01%
+800
New +$15.6K
335 336
337
338 339

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.