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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
8401
CALL
DELISTED
Varian Medical Systems, Inc.
VAR
$16K ﹤0.01%
+228
New +$15.2K
DNR
8402
CALL
DELISTED
Denbury Resources, Inc.
DNR
$16K ﹤0.01%
1,000
-198,900
-99% -$3.51M
PGNX
8403
CALL
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$16K ﹤0.01%
3,000
+1,500
+100% +$6.6K
BID
8404
CALL
DELISTED
Sotheby's
BID
$16K ﹤0.01%
300
-100
-25% -$5.15K
CTRL
8405
DELISTED
Control4 Corporation
CTRL
$16K ﹤0.01%
900
+470
+109% +$7.75K
CMA.WS
8406
DELISTED
Comerica Incorporated Ws
CMA.WS
$16K ﹤0.01%
823
-1,307
-61% -$21.7K
WFC.WS
8407
DELISTED
Wells Fargo & Company Ws
WFC.WS
$16K ﹤0.01%
1,033
-795
-43% -$12.1K
WEB
8408
PUT
DELISTED
Web.com Group, Inc.
WEB
$16K ﹤0.01%
500
-100
-17% -$2.91K
UCBA
8409
DELISTED
United Community Bancorp
UCBA
$16K ﹤0.01%
1,496
+130
+10% +$1.35K
SIGM
8410
DELISTED
Sigma Designs Inc
SIGM
$16K ﹤0.01%
3,564
-4,671
-57% -$24.6K
CCC
8411
CALL
DELISTED
Calgon Carbon Corp
CCC
$16K ﹤0.01%
+800
New +$16K
RT
8412
DELISTED
Ruby Tuesday Georgia
RT
$16K ﹤0.01%
2,332
-9,724
-81% -$64.3K
LMIA
8413
DELISTED
LMI Aerospace Inc
LMIA
$16K ﹤0.01%
1,100
+700
+175% +$9.48K
DTLK
8414
PUT
DELISTED
Datalink Corp
DTLK
$16K ﹤0.01%
+1,500
New +$16.9K
ERB
8415
DELISTED
ERBA DIAGNOSTICS
ERB
$16K ﹤0.01%
5,806
+3,550
+157% +$6.75K
CVC
8416
PUT
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$16K ﹤0.01%
+900
New +$14.5K
PSUN
8417
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$16K ﹤0.01%
4,857
+4,816
+11,746% +$14.1K
GHI
8418
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$16K ﹤0.01%
1,600
-829
-34% -$8.4K
NGLS
8419
PUT
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$16K ﹤0.01%
+300
New +$15.3K
BRAF
8420
DELISTED
GLOBAL X BRAZIL FINLS ETF
BRAF
$16K ﹤0.01%
+1,556
New +$17.8K
ASMI
8421
DELISTED
ASM INTERNATL N.V
ASMI
$16K ﹤0.01%
+475
New +$15.8K
ZEP
8422
DELISTED
ZEP INC COM STK (DE)
ZEP
$16K ﹤0.01%
882
-1,380
-61% -$26K
GFIG
8423
DELISTED
GFI GROUP INC
GFIG
$16K ﹤0.01%
4,000
+2,999
+300% +$10.9K
MGAM
8424
PUT
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$16K ﹤0.01%
500
-7,200
-94% -$224K
MDCI
8425
DELISTED
MEDICAL ACTION INDS INC
MDCI
$16K ﹤0.01%
1,925
-710
-27% -$5.12K
335 336
337
338 339

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.