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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
8376
PUT
DELISTED
Alere Inc
ALR
$15K ﹤0.01%
500
+200
+67% +$6.09K
NUTR
8377
DELISTED
Nutraceutical International Co
NUTR
$15K ﹤0.01%
650
-1,164
-64% -$26.5K
RRF
8378
DELISTED
WisdomTree Global Real Return Fund
RRF
$15K ﹤0.01%
368
+1
+0.3% +$43
BOXC
8379
DELISTED
Brookfield Can Office Properties
BOXC
$15K ﹤0.01%
585
+391
+202% +$9.72K
SMT
8380
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$15K ﹤0.01%
535
+133
+33% +$2.74K
DRWI
8381
CALL
DELISTED
DragonWave Inc
DRWI
$15K ﹤0.01%
+300
New +$21.2K
ROYL
8382
DELISTED
ROYALE ENERGY INC
ROYL
$15K ﹤0.01%
5,493
-10,616
-66% -$29.3K
WHZ
8383
PUT
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$15K ﹤0.01%
1,200
-800
-40% -$10.5K
IPCM
8384
DELISTED
IPC HEALTHCARE INC COM DTD
IPCM
$15K ﹤0.01%
281
+209
+290% +$10.8K
STRI
8385
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
$15K ﹤0.01%
2,198
-8,004
-78% -$51.7K
NLSN
8386
CALL
DELISTED
Nielsen Holdings plc
NLSN
$15K ﹤0.01%
400
– –
SDK
8387
DELISTED
PROSHARES ULTRASHORT RUSSELL MIDCAP GROWTH
SDK
$15K ﹤0.01%
156
+108
+225% +$11.1K
LSBI
8388
DELISTED
LSB FINL CORP
LSBI
$15K ﹤0.01%
525
– –
KIPS
8389
DELISTED
KIPS BAY MEDICAL INC
KIPS
$15K ﹤0.01%
17,654
+8,154
+86% +$7.06K
AXUT
8390
DELISTED
ISHARES TR MSCI ACWI EX US UTILITIES ETF
AXUT
$15K ﹤0.01%
362
-46
-11% -$1.93K
TLAB
8391
CALL
DELISTED
TELLABS INC
TLAB
$15K ﹤0.01%
+6,500
New +$14.7K
VGEM
8392
DELISTED
EGSHARES CONSUMER SERVICES GEMS ETF
VGEM
$15K ﹤0.01%
660
+200
+43% +$4.17K
MCF
8393
CALL
DELISTED
Contango Oil & Gas Co.
MCF
$15K ﹤0.01%
400
+300
+300% +$11.3K
TOTS
8394
DELISTED
DIREXION DAILY TOTAL MARKET BEAR 1X SHARES
TOTS
$15K ﹤0.01%
+597
New +$15.2K
OIL
8395
PUT
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$15K ﹤0.01%
600
-1,800
-75% -$44.8K
TPS
8396
DELISTED
ProShares UltraShort Tips
TPS
$15K ﹤0.01%
508
-1,422
-74% -$42.1K
ALCO icon
8397
Alico
ALCO
$280M
$14K ﹤0.01%
346
-213
-38% -$9.17K
ATLC icon
8398
Atlanticus Holdings
ATLC
$1.59B
$14K ﹤0.01%
3,911
+2,911
+291% +$10.6K
BIZD icon
8399
VanEck BDC Income ETF
BIZD
$1.59B
$14K ﹤0.01%
+699
New +$14.1K
CDNS icon
8400
PUT
Cadence Design Systems
CDNS
$93.6B
$14K ﹤0.01%
1,000
+400
+67% +$5.74K
334 335
336
337 338

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.