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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMKR
8351
DELISTED
Emcore Corp
EMKR
$17K ﹤0.01%
344
+319
+1,276% +$16.1K
CEMI
8352
DELISTED
Chembio diagnostics, Inc.
CEMI
$17K ﹤0.01%
5,126
+4,624
+921% +$16.3K
CYS
8353
PUT
DELISTED
CYS Investments Inc.
CYS
$17K ﹤0.01%
2,300
-7,900
-77% -$63.5K
SBSA
8354
DELISTED
Spanish Broadcasting System Inc.
SBSA
$17K ﹤0.01%
5,086
+2,596
+104% +$10.1K
EMXX
8355
DELISTED
Eurasian Minerals Inc
EMXX
$17K ﹤0.01%
+16,312
New +$16.8K
FCGL
8356
CALL
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
$17K ﹤0.01%
500
-3,000
-86% -$102K
PRMW
8357
CALL
DELISTED
Primo Water Corporation
PRMW
$17K ﹤0.01%
6,500
-2,900
-31% -$7.67K
ABUS icon
8358
Arbutus Biopharma
ABUS
$847M
$16K ﹤0.01%
1,932
+743
+62% +$6.19K
ARCT icon
8359
Arcturus Therapeutics
ARCT
$165M
$16K ﹤0.01%
+128
New +$16.1K
ARW icon
8360
PUT
Arrow Electronics
ARW
$10.5B
$16K ﹤0.01%
300
+100
+50% +$5.08K
ASMB icon
8361
CALL
Assembly Biosciences
ASMB
$498M
$16K ﹤0.01%
72
+5
+7% +$910
ASPS icon
8362
PUT
Altisource Portfolio Solutions
ASPS
$57.6M
$16K ﹤0.01%
+13
New +$15.7K
CRAI icon
8363
CRA International
CRAI
$1.23B
$16K ﹤0.01%
821
-1,431
-64% -$27.1K
BGMS
8364
Bio Green Med Solution Inc
BGMS
$4.86M
– –
0
– –
DAN icon
8365
PUT
Dana Inc
DAN
$2.88B
$16K ﹤0.01%
800
-6,800
-89% -$138K
EML icon
8366
Eastern Company
EML
$145M
$16K ﹤0.01%
+1,007
New +$16.9K
FBIO icon
8367
PUT
Fortress Biotech
FBIO
$111M
$16K ﹤0.01%
400
-473
-54% -$18.3K
GATX icon
8368
CALL
GATX Corp
GATX
$6.45B
$16K ﹤0.01%
300
– –
GLIN icon
8369
VanEck India Growth Leaders ETF
GLIN
$94.9M
$16K ﹤0.01%
488
+170
+53% +$4.79K
GPRE icon
8370
CALL
Green Plains
GPRE
$1.15B
$16K ﹤0.01%
800
-1,100
-58% -$18.2K
IMMR icon
8371
CALL
Immersion
IMMR
$243M
$16K ﹤0.01%
1,500
+700
+88% +$8.58K
LFCR icon
8372
CALL
Lifecore Biomedical
LFCR
$162M
$16K ﹤0.01%
1,300
+800
+160% +$9.55K
LKQ icon
8373
CALL
LKQ Corp
LKQ
$6.72B
$16K ﹤0.01%
500
-200
-29% -$6.53K
MD icon
8374
PUT
Pediatrix Medical
MD
$2.2B
$16K ﹤0.01%
+300
New +$16.1K
MFIC icon
8375
PUT
MidCap Financial Investment
MFIC
$801M
$16K ﹤0.01%
633
-334
-35% -$8.59K
333 334
335
336 337

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.