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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FWONA icon
8326
PUT
Liberty Media Series A
FWONA
$22.5B
$15K ﹤0.01%
+563
New +$14.1K
GLBZ
8327
DELISTED
Glen Burnie Bancorp
GLBZ
$15K ﹤0.01%
1,262
+68
+6% +$833
GRFS
8328
CALL
Grifois
GRFS
$5.36B
$15K ﹤0.01%
+1,000
New +$15.5K
HL.PRB icon
8329
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.1M
$15K ﹤0.01%
319
-182
-36% -$9.42K
MEOH icon
8330
CALL
Methanex
MEOH
$4.3B
$15K ﹤0.01%
+300
New +$14.3K
NOAH
8331
CALL
Noah Holdings
NOAH
$580M
$15K ﹤0.01%
900
+200
+29% +$2.8K
OSIS icon
8332
PUT
OSI Systems
OSIS
$3.65B
$15K ﹤0.01%
200
-1,200
-86% -$85.2K
PDFS icon
8333
CALL
PDF Solutions
PDFS
$1.93B
$15K ﹤0.01%
+700
New +$14.4K
PTCT icon
8334
PTC Therapeutics
PTCT
$5.64B
$15K ﹤0.01%
+698
New +$12.1K
RES icon
8335
CALL
RPC Inc
RES
$1.24B
$15K ﹤0.01%
1,000
-100
-9% -$1.47K
RMBS icon
8336
Rambus
RMBS
$9.87B
$15K ﹤0.01%
1,550
+200
+15% +$1.83K
ROST icon
8337
PUT
Ross Stores
ROST
$80.5B
$15K ﹤0.01%
400
– –
RVNU icon
8338
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$142M
$15K ﹤0.01%
+640
New +$14.2K
RVTY icon
8339
CALL
Revvity
RVTY
$12.6B
$15K ﹤0.01%
400
– –
RWR icon
8340
CALL
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$15K ﹤0.01%
200
+100
+100% +$7.5K
SGC icon
8341
Superior Group of Companies
SGC
$185M
$15K ﹤0.01%
+2,382
New +$14.2K
TREX icon
8342
CALL
Trex
TREX
$4.51B
$15K ﹤0.01%
2,400
-800
-25% -$4.66K
TRGP icon
8343
PUT
Targa Resources
TRGP
$58B
$15K ﹤0.01%
200
-100
-33% -$6.91K
TTI icon
8344
PUT
TETRA Technologies
TTI
$1.14B
$15K ﹤0.01%
1,200
-9,000
-88% -$103K
VECO icon
8345
PUT
Veeco
VECO
$3.05B
$15K ﹤0.01%
400
-800
-67% -$28K
VRSN icon
8346
PUT
VeriSign
VRSN
$26.2B
$15K ﹤0.01%
300
-1,400
-82% -$67.6K
VV icon
8347
CALL
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
$15K ﹤0.01%
+200
New +$15.4K
WTBA icon
8348
West Bancorporation
WTBA
$478M
$15K ﹤0.01%
1,062
-206
-16% -$2.7K
WIRE
8349
DELISTED
Encore Wire Corp
WIRE
$15K ﹤0.01%
+374
New +$14.6K
NBSE
8350
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$15K ﹤0.01%
5
+1
+25% +$2.73K
332 333
334
335 336

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.