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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FKO
8276
DELISTED
First Trust South Korea AlphaDEX Fund
FKO
$17K ﹤0.01%
+638
New +$16.7K
SHOS
8277
PUT
DELISTED
Sears Hometown and Outlet Stores, Inc.
SHOS
$17K ﹤0.01%
+700
New +$16.2K
KEYW
8278
CALL
DELISTED
The KEYW Holding Corporation
KEYW
$17K ﹤0.01%
+900
New +$16.3K
CAA
8279
PUT
DELISTED
CalAtlantic Group, Inc.
CAA
$17K ﹤0.01%
420
-1,900
-82% -$82.3K
ALR
8280
CALL
DELISTED
Alere Inc
ALR
$17K ﹤0.01%
500
-5,600
-92% -$205K
SAAS
8281
DELISTED
inContact, Inc.
SAAS
$17K ﹤0.01%
+1,763
New +$16.2K
TAL
8282
PUT
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$17K ﹤0.01%
400
-4,200
-91% -$187K
SWI
8283
PUT
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$17K ﹤0.01%
400
-1,100
-73% -$46.9K
RNO
8284
DELISTED
RHINO RESOURCE PARTNERS LP COM UNIT REPSTG LTD (DE)
RNO
$17K ﹤0.01%
1,236
-2,935
-70% -$36.1K
NSLP
8285
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$17K ﹤0.01%
+748
New +$17.7K
QLTY
8286
DELISTED
QUALITY DISTR INC FLA
QLTY
$17K ﹤0.01%
1,300
-1,022
-44% -$14K
XLS
8287
CALL
DELISTED
EXELIS INC COM STK
XLS
$17K ﹤0.01%
964
-1,928
-67% -$35.6K
FBMI
8288
DELISTED
FIRSTBANK CORP (MICH)
FBMI
$17K ﹤0.01%
897
-41
-4% -$759
USATP
8289
DELISTED
USA Technologies, Inc. - Preferred Stock
USATP
$17K ﹤0.01%
902
– –
TDN
8290
DELISTED
DEUTSCHE X-TRACKERS 2030 TARGET DATE ETF
TDN
$17K ﹤0.01%
592
+509
+613% +$14.2K
QIWI
8291
CALL
DELISTED
QIWI PLC
QIWI
$17K ﹤0.01%
500
-300
-38% -$12.2K
ADZ
8292
DELISTED
DB Agriculture Short ETN due April 1, 2038
ADZ
$17K ﹤0.01%
707
+22
+3% +$590
SGY
8293
CALL
DELISTED
Stone Energy
SGY
$17K ﹤0.01%
7
– –
VSR
8294
DELISTED
Versar, Inc.
VSR
$17K ﹤0.01%
4,155
+3,608
+660% +$15.5K
RPTP
8295
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$17K ﹤0.01%
1,650
-2,544
-61% -$36.7K
OPLK
8296
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$17K ﹤0.01%
952
+313
+49% +$5.55K
AGD
8297
abrdn Global Dynamic Dividend Fund
AGD
$313M
$16K ﹤0.01%
1,557
-6,795
-81% -$67K
AIRT icon
8298
Air T
AIRT
$73.1M
$16K ﹤0.01%
1,997
+1,979
+10,994% +$15.8K
ANGO icon
8299
AngioDynamics
ANGO
$605M
$16K ﹤0.01%
+1,000
New +$16.3K
AXTI icon
8300
AXT Inc
AXTI
$2.42B
$16K ﹤0.01%
7,284
+3,503
+93% +$8.3K
330 331
332
333 334

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.