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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
8226
CALL
Itaú Unibanco
ITUB
$89.8B
$18K ﹤0.01%
3,567
-21,676
-86% -$113K
OPCH icon
8227
PUT
Option Care Health
OPCH
$3.76B
$18K ﹤0.01%
600
+50
+9% +$1.41K
OVBC icon
8228
Ohio Valley Banc Corp
OVBC
$196M
$18K ﹤0.01%
+824
New +$17.5K
RGEN icon
8229
CALL
Repligen
RGEN
$6.91B
$18K ﹤0.01%
1,300
-34,900
-96% -$417K
RMCF icon
8230
Rocky Mountain Chocolate Factory
RMCF
$8.17M
$18K ﹤0.01%
+1,550
New +$19.3K
SA
8231
CALL
Seabridge Gold
SA
$2.72B
$18K ﹤0.01%
2,500
-1,300
-34% -$10.9K
TAP.A icon
8232
Molson Coors Class A
TAP.A
$18K ﹤0.01%
+325
New +$17.5K
TECL icon
8233
CALL
Direxion Daily Technology Bull 3x ETF
TECL
$4.39B
$18K ﹤0.01%
10,000
-5,000
-33% -$7.75K
UGA icon
8234
PUT
United States Gasoline Fund
UGA
$146M
$18K ﹤0.01%
300
-400
-57% -$22.8K
UNM icon
8235
CALL
Unum
UNM
$13.4B
$18K ﹤0.01%
500
-6,400
-93% -$210K
CNSL
8236
CALL
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$18K ﹤0.01%
900
+800
+800% +$15K
GVP
8237
DELISTED
GSE Systems, Inc.
GVP
$18K ﹤0.01%
1,133
+469
+71% +$7.7K
CHUY
8238
CALL
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$18K ﹤0.01%
+500
New +$18K
AERI
8239
DELISTED
Aerie Pharmaceuticals
AERI
$18K ﹤0.01%
+1,000
New +$13K
HNP
8240
CALL
DELISTED
Huaneng Power Intl, Inc.
HNP
$18K ﹤0.01%
500
-400
-44% -$15.8K
WVFC
8241
DELISTED
WVS Financial Corp
WVFC
$18K ﹤0.01%
1,482
-702
-32% -$8.06K
FMBI
8242
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$18K ﹤0.01%
1,000
-531
-35% -$8.98K
ALSK
8243
DELISTED
Alaska Communications Systems
ALSK
$18K ﹤0.01%
8,474
+3,700
+78% +$8.52K
RST
8244
PUT
DELISTED
ROSETTA STONE INC
RST
$18K ﹤0.01%
1,500
+400
+36% +$5.46K
BORN
8245
DELISTED
China New Borun Corporation
BORN
$18K ﹤0.01%
7,157
+2,668
+59% +$5.3K
ESIO
8246
DELISTED
Electro Scientific Industries
ESIO
$18K ﹤0.01%
1,752
-2,485
-59% -$26.2K
AVHI
8247
DELISTED
A V Homes, Inc.
AVHI
$18K ﹤0.01%
+970
New +$18.1K
NDRO
8248
CALL
DELISTED
Enduro Royalty Trust
NDRO
$18K ﹤0.01%
1,500
+1,000
+200% +$12.6K
KODK.WS
8249
DELISTED
Eastman Kodak Company
KODK.WS
$18K ﹤0.01%
+912
New +$12.9K
APLP
8250
PUT
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$18K ﹤0.01%
+600
New +$17.3K
328 329
330
331 332

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.