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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWER
8226
CALL
DELISTED
Towerstream Corporation Common Stock
TWER
$17K ﹤0.01%
305
-175
-36% -$9.31K
CCSC
8227
DELISTED
COUNTRY STYLE COOKING RESTAURANT CHAIN CO LTD ADS CAYMAN ISL
CCSC
$17K ﹤0.01%
1,843
+619
+51% +$4.23K
RLD
8228
CALL
DELISTED
REALD INC COM STK
RLD
$17K ﹤0.01%
+2,400
New +$23.3K
TSYS
8229
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$17K ﹤0.01%
+6,737
New +$17.9K
IGTE
8230
CALL
DELISTED
IGATE CORPORATION
IGTE
$17K ﹤0.01%
600
+300
+100% +$6.87K
RNA
8231
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$17K ﹤0.01%
+2,504
New +$58.9K
SKH
8232
DELISTED
SKILLED HEALTHCARE GROUP, INC. CLASS A COM STK
SKH
$17K ﹤0.01%
4,000
-250
-6% -$1.35K
SINF
8233
DELISTED
PROSHARES TR ULTRAPRO SHORT 10 YR TIPS/TSY SPREAD
SINF
$17K ﹤0.01%
429
– –
PIKE
8234
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$17K ﹤0.01%
1,504
+104
+7% +$1.23K
VE
8235
PUT
DELISTED
VEOLIA ENVIRONNEMENT
VE
$17K ﹤0.01%
1,000
-600
-38% -$8.77K
COBR
8236
DELISTED
COBRA ELECTRONICS CORP
COBR
$17K ﹤0.01%
6,105
+543
+10% +$1.52K
STRZA
8237
CALL
DELISTED
Starz - Series A
STRZA
$17K ﹤0.01%
600
-11,100
-95% -$274K
NETC
8238
DELISTED
NET SERVICOS DE COMUNICACAO S A NEW
NETC
$17K ﹤0.01%
1,361
-534
-28% -$6.87K
UBOH
8239
DELISTED
United Bancshares Inc/OH
UBOH
$17K ﹤0.01%
1,354
+226
+20% +$2.82K
GRA
8240
PUT
DELISTED
W.R. Grace & Co.
GRA
$17K ﹤0.01%
200
– –
OMED
8241
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$17K ﹤0.01%
+1,110
New +$20.6K
WRES
8242
CALL
DELISTED
WARREN RESOURCES INC
WRES
$17K ﹤0.01%
5,800
-5,100
-47% -$14.8K
HAWK
8243
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$17K ﹤0.01%
678
-1,291
-66% -$31.9K
ABM icon
8244
CALL
ABM Industries
ABM
$2.81B
$16K ﹤0.01%
+600
New +$15.4K
AIZ icon
8245
PUT
Assurant
AIZ
$13.8B
$16K ﹤0.01%
300
-1,700
-85% -$91.9K
AP icon
8246
Ampco-Pittsburgh
AP
$163M
$16K ﹤0.01%
890
– –
ASM
8247
Avino Silver & Gold Mines
ASM
$934M
$16K ﹤0.01%
+13,489
New +$15.8K
CAPL icon
8248
CrossAmerica Partners
CAPL
$847M
$16K ﹤0.01%
565
-81
-13% -$2.18K
DRV icon
8249
Direxion Daily Real Estate Bear 3X ETF
DRV
$26.5M
$16K ﹤0.01%
+5
New +$16K
EQNR icon
8250
PUT
Equinor
EQNR
$97.7B
$16K ﹤0.01%
+700
New +$15.3K
328 329
330
331 332

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.