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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVA icon
801
DaVita
DVA
$15.1B
$16.9M 0.02%
296,797
+68,545
+30% +$3.93M
BTU
802
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$16.8M 0.02%
65,009
-139,589
-68% -$35.7M
SBAC icon
803
SBA Communications
SBAC
$18.4B
$16.8M 0.02%
209,022
+75,698
+57% +$5.74M
PHG icon
804
Philips
PHG
$25.4B
$16.8M 0.02%
752,054
+132,621
+21% +$2.9M
GT icon
805
CALL
Goodyear
GT
$2.07B
$16.8M 0.02%
746,600
+599,400
+407% +$11.5M
CPAY icon
806
Corpay
CPAY
$24.2B
$16.8M 0.02%
152,086
+62,887
+71% +$6.14M
LBTYA icon
807
Liberty Global Class A
LBTYA
$3.31B
$16.7M 0.02%
509,615
+33,678
+7% +$1.09M
ULTA icon
808
CALL
Ulta Beauty
ULTA
$20.4B
$16.6M 0.02%
139,200
-800
-0.6% -$82.9K
MAT icon
809
Mattel
MAT
$4.17B
$16.6M 0.02%
396,473
-60,308
-13% -$2.58M
TSLA icon
810
PUT
Tesla
TSLA
$1.24T
$16.6M 0.02%
1,285,500
+214,500
+20% +$2.12M
BSCF
811
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$16.6M 0.02%
756,994
+138,520
+22% +$3.02M
PHM icon
812
PUT
Pultegroup
PHM
$24.5B
$16.5M 0.02%
999,000
+809,600
+427% +$13.8M
XEL icon
813
Xcel Energy
XEL
$51B
$16.4M 0.02%
595,131
+117,281
+25% +$3.35M
TWO
814
Two Harbors Investment
TWO
$1.27B
$16.4M 0.02%
210,742
-52,182
-20% -$4.1M
BB icon
815
BlackBerry
BB
$5.01B
$16.3M 0.02%
2,056,131
+190,822
+10% +$1.85M
XOM icon
816
PUT
ExxonMobil
XOM
$651B
$16.3M 0.02%
189,600
-119,400
-39% -$10.8M
GRA
817
CALL
DELISTED
W.R. Grace & Co.
GRA
$16.3M 0.02%
186,300
-183,900
-50% -$15.2M
MSI icon
818
Motorola Solutions
MSI
$69.4B
$16.3M 0.02%
273,922
-80,922
-23% -$4.65M
DE icon
819
PUT
Deere & Co
DE
$170B
$16.2M 0.02%
199,300
+21,700
+12% +$1.81M
WOLF icon
820
Wolfspeed
WOLF
$1.2B
$16.2M 0.02%
269,496
+75,893
+39% +$4.83M
BSCE
821
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$16.1M 0.02%
757,413
+240,823
+47% +$5.13M
PCYC
822
DELISTED
PHARMACYCLICS INC
PCYC
$16.1M 0.02%
116,665
+3,616
+3% +$401K
TM icon
823
Toyota
TM
$210B
$16.1M 0.02%
125,644
+8,260
+7% +$1.05M
NVE
824
DELISTED
NV ENERGY, INC
NVE
$16.1M 0.02%
680,382
+381,916
+128% +$9.02M
FDT icon
825
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$16.1M 0.02%
322,898
+126,940
+65% +$6.05M
31 32
33
34 35

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.