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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANAD
8176
CALL
DELISTED
ANADIGICS INC
ANAD
$18K ﹤0.01%
9,200
-4,700
-34% -$9.48K
RJET
8177
PUT
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$18K ﹤0.01%
+1,500
New +$18.5K
CBMX
8178
DELISTED
CombiMatrix Corporation
CBMX
$18K ﹤0.01%
430
-37
-8% -$1.7K
ADAT
8179
DELISTED
AUTHENTIDATE HOLDING CORP COM STK (DE)
ADAT
$18K ﹤0.01%
2,278
-1,008
-31% -$8.1K
TDV
8180
DELISTED
DEUTSCHE X-TRACKERS 2040 TARGET DATE ETF
TDV
$18K ﹤0.01%
678
-150
-18% -$3.82K
EOPN
8181
DELISTED
E2OPEN INC COM STK (DE)
EOPN
$18K ﹤0.01%
+813
New +$16.7K
NBTF
8182
DELISTED
NB & T FINANCIAL GROUP INC
NBTF
$18K ﹤0.01%
800
– –
MDCI
8183
DELISTED
MEDICAL ACTION INDS INC
MDCI
$18K ﹤0.01%
2,635
+710
+37% +$5K
FURX
8184
CALL
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$18K ﹤0.01%
+400
New +$16.6K
GSE
8185
DELISTED
GSE HLDG INC COM STK (DE)
GSE
$18K ﹤0.01%
8,600
-3,099
-26% -$10.7K
MFLR
8186
DELISTED
MAYFLOWER BANCORP, INC COMMON STOCK
MFLR
$18K ﹤0.01%
964
-589
-38% -$11.4K
MTL.PR
8187
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
$18K ﹤0.01%
23,100
+22,171
+2,387% +$17.9K
COBZ
8188
DELISTED
CoBiz Financial,Inc
COBZ
$18K ﹤0.01%
1,875
-7,310
-80% -$69.8K
CSBK
8189
DELISTED
Clifton Bancorp Inc.
CSBK
$18K ﹤0.01%
1,461
-754
-34% -$9.5K
FXCB
8190
DELISTED
FOX CHASE BANCORP INC COM STK (MD)
FXCB
$18K ﹤0.01%
+1,052
New +$18.2K
AMED
8191
CALL
DELISTED
Amedisys
AMED
$17K ﹤0.01%
1,000
-3,800
-79% -$56.4K
BBGI icon
8192
Beasley Broadcasting Group
BBGI
$37.8M
$17K ﹤0.01%
+99
New +$16.2K
CET
8193
Central Securities Corp
CET
$1.58B
$17K ﹤0.01%
736
– –
CNO icon
8194
PUT
CNO Financial Group
CNO
$5.14B
$17K ﹤0.01%
1,200
-100
-8% -$1.43K
DALN
8195
DELISTED
DallasNews
DALN
$17K ﹤0.01%
549
+293
+114% +$8.68K
EZPW icon
8196
PUT
Ezcorp Inc
EZPW
$1.83B
$17K ﹤0.01%
1,000
+900
+900% +$16.1K
FL
8197
PUT
DELISTED
Foot Locker
FL
$17K ﹤0.01%
500
-500
-50% -$17.3K
FTFT icon
8198
Future FinTech Group
FTFT
$1.91M
$17K ﹤0.01%
1
– –
GALT icon
8199
Galectin Therapeutics
GALT
$196M
$17K ﹤0.01%
1,698
+1,281
+307% +$8.64K
GEVO icon
8200
CALL
Gevo
GEVO
$360M
$17K ﹤0.01%
1
– –
326 327
328
329 330

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.