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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KORZ
8151
DELISTED
DIREXION DAILY SOUTH KOREA BEAR 3X SHARES
KORZ
$19K ﹤0.01%
735
-185
-20% -$5.26K
MNTG
8152
DELISTED
M T R GAMING GROUP INC
MNTG
$19K ﹤0.01%
3,836
+3,551
+1,246% +$18.6K
HMH
8153
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$19K ﹤0.01%
2,759
-10,580
-79% -$67.3K
EPL
8154
PUT
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
$19K ﹤0.01%
+500
New +$15.3K
DLLR
8155
CALL
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$19K ﹤0.01%
2,100
+900
+75% +$8.01K
FXSG
8156
DELISTED
Invesco CurrencyShares Singapore Dollar Trust
FXSG
$19K ﹤0.01%
242
-45
-16% -$3.53K
DWRE
8157
PUT
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$19K ﹤0.01%
+300
New +$20.9K
WRES
8158
CALL
DELISTED
WARREN RESOURCES INC
WRES
$19K ﹤0.01%
4,000
+2,000
+100% +$7.71K
KNGT
8159
CALL
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$19K ﹤0.01%
+800
New +$19K
CWBC
8160
DELISTED
Community West BanCshares
CWBC
$19K ﹤0.01%
2,778
+826
+42% +$5.92K
ASTI
8161
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
$19K ﹤0.01%
3,168
+2,627
+486% +$18.3K
ETRM
8162
PUT
DELISTED
EnteroMedics Inc.
ETRM
$19K ﹤0.01%
+10
New +$23.7K
ALT icon
8163
CALL
Altimmune
ALT
$568M
$18K ﹤0.01%
33
+30
+1,000% +$17.5K
ARCB icon
8164
CALL
ArcBest
ARCB
$3.16B
$18K ﹤0.01%
500
-100
-17% -$3.41K
ARR
8165
PUT
Armour Residential REIT
ARR
$2.32B
$18K ﹤0.01%
+108
New +$18.1K
AXON
8166
PUT
Axon Enterprise
AXON
$42.8B
$18K ﹤0.01%
1,000
-4,100
-80% -$73.3K
BBGI icon
8167
Beasley Broadcasting Group
BBGI
$35.3M
$18K ﹤0.01%
97
+60
+162% +$10.9K
BKE icon
8168
CALL
Buckle
BKE
$2.32B
$18K ﹤0.01%
400
-624
-61% -$28.5K
BLDP
8169
Ballard Power Systems
BLDP
$754M
$18K ﹤0.01%
4,145
-19,370
-82% -$62.5K
BLDR icon
8170
Builders FirstSource
BLDR
$7.29B
$18K ﹤0.01%
2,000
-318
-14% -$2.58K
CIG icon
8171
PUT
CEMIG Preferred Shares
CIG
$6.06B
$18K ﹤0.01%
5,101
+4,844
+1,885% +$14.2K
CLDX icon
8172
PUT
Celldex Therapeutics
CLDX
$2.94B
$18K ﹤0.01%
67
+34
+103% +$13K
CZNC icon
8173
Citizens & Northern Corp
CZNC
$449M
$18K ﹤0.01%
+904
New +$17.8K
DBI icon
8174
CALL
Designer Brands
DBI
$315M
$18K ﹤0.01%
500
-800
-62% -$30.9K
ENB icon
8175
CALL
Enbridge
ENB
$120B
$18K ﹤0.01%
400
-122,400
-100% -$5.28M
325 326
327
328 329

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.