We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIXG
8151
DELISTED
Aixtron SE
AIXG
$20K ﹤0.01%
1,374
+1,066
+346% +$15.1K
AGYS icon
8152
Agilysys
AGYS
$3.21B
$19K ﹤0.01%
1,392
-840
-38% -$10.3K
BCBP icon
8153
BCB Bancorp
BCBP
$179M
$19K ﹤0.01%
1,439
-1,168
-45% -$14.1K
BN icon
8154
PUT
Brookfield
BN
$102B
$19K ﹤0.01%
2,136
-2,563
-55% -$23.3K
CERS icon
8155
PUT
Cerus
CERS
$575M
$19K ﹤0.01%
3,000
+1,000
+50% +$6.28K
CGEN icon
8156
Compugen
CGEN
$212M
$19K ﹤0.01%
2,158
+1,933
+859% +$18.9K
DIOD icon
8157
PUT
Diodes
DIOD
$3.5B
$19K ﹤0.01%
+800
New +$18K
DVAX
8158
CALL
DELISTED
Dynavax Technologies
DVAX
$19K ﹤0.01%
990
-3,240
-77% -$47.4K
EDU icon
8159
CALL
New Oriental
EDU
$9.32B
$19K ﹤0.01%
+600
New +$16.7K
EGHT icon
8160
CALL
8x8 Inc
EGHT
$279M
$19K ﹤0.01%
1,900
+1,700
+850% +$17.4K
EPR.PRC icon
8161
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$154M
$19K ﹤0.01%
+953
New +$20K
ERNA icon
8162
Eterna Therapeutics
ERNA
$3.98M
– –
0
– –
FBNC icon
8163
First Bancorp
FBNC
$2.61B
$19K ﹤0.01%
1,173
-2,595
-69% -$39.9K
FLEX icon
8164
CALL
Flex
FLEX
$37.7B
$19K ﹤0.01%
3,185
+531
+20% +$3.23K
FXC icon
8165
PUT
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73M
$19K ﹤0.01%
200
-900
-82% -$85.3K
KVHI icon
8166
KVH Industries
KVHI
$171M
$19K ﹤0.01%
1,485
-1,758
-54% -$23.8K
L icon
8167
CALL
Loews
L
$24.5B
$19K ﹤0.01%
400
-400
-50% -$19.1K
PLUR icon
8168
Pluri
PLUR
$17M
$19K ﹤0.01%
66
-31
-32% -$8.32K
SKYW icon
8169
PUT
Skywest
SKYW
$4.35B
$19K ﹤0.01%
1,300
+800
+160% +$12.2K
SRCE icon
8170
1st Source
SRCE
$2.17B
$19K ﹤0.01%
650
-142
-18% -$3.96K
SRS icon
8171
PUT
ProShares UltraShort Real Estate
SRS
$14.8M
$19K ﹤0.01%
28
-3
-10% -$2.04K
TNXP icon
8172
Tonix Pharmaceuticals
TNXP
$152M
– –
0
– –
TRX icon
8173
TRX Gold Corp
TRX
$249M
$19K ﹤0.01%
10,823
+1,433
+15% +$3.02K
TWO
8174
PUT
Two Harbors Investment
TWO
$1.27B
$19K ﹤0.01%
250
-2,763
-92% -$207K
UFI icon
8175
UNIFI
UFI
$114M
$19K ﹤0.01%
709
-1,227
-63% -$31K
325 326
327
328 329

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.