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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGS icon
8151
Transportadora de Gas del Sur
TGS
$4.79B
$18K ﹤0.01%
8,308
– –
TITN icon
8152
CALL
Titan Machinery
TITN
$396M
$18K ﹤0.01%
1,100
-4,800
-81% -$87.7K
TQQQ icon
8153
CALL
ProShares UltraPro QQQ
TQQQ
$32.1B
$18K ﹤0.01%
19,200
+9,600
+100% +$8.1K
VAC icon
8154
PUT
Marriott Vacations Worldwide
VAC
$3.35B
$18K ﹤0.01%
400
+300
+300% +$13.4K
WRLD icon
8155
PUT
World Acceptance Corp
WRLD
$838M
$18K ﹤0.01%
200
-300
-60% -$25.5K
XOMA
8156
DELISTED
Xoma
XOMA
$18K ﹤0.01%
192
-1,183
-86% -$108K
VIVS
8157
PUT
VivoSim Labs
VIVS
$1.2M
$18K ﹤0.01%
+13
New +$18.2K
PMD
8158
DELISTED
Psychemedics Corporation
PMD
$18K ﹤0.01%
1,313
+399
+44% +$4.96K
HCCI
8159
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
$18K ﹤0.01%
989
+365
+58% +$5.65K
LOV
8160
DELISTED
Spark Networks SE American Depositary Shares
LOV
$18K ﹤0.01%
2,134
+1,584
+288% +$12.8K
PDCE
8161
CALL
DELISTED
PDC Energy, Inc.
PDCE
$18K ﹤0.01%
+300
New +$16.9K
STAB
8162
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$18K ﹤0.01%
587
-62
-10% -$2.05K
AMPE
8163
PUT
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$18K ﹤0.01%
+8
New +$15.5K
ANAT
8164
DELISTED
American National Group, Inc. Common Stock
ANAT
$18K ﹤0.01%
183
-340
-65% -$36.3K
MRLN
8165
DELISTED
Marlin Business Services Corp
MRLN
$18K ﹤0.01%
+701
New +$16.9K
IMMU
8166
DELISTED
Immunomedics Inc
IMMU
$18K ﹤0.01%
2,850
-4,200
-60% -$24.2K
RST
8167
PUT
DELISTED
ROSETTA STONE INC
RST
$18K ﹤0.01%
1,100
+1,000
+1,000% +$16K
MNI
8168
DELISTED
The McClatchy Company Class A Common Stock
MNI
$18K ﹤0.01%
574
-12,446
-96% -$371K
FTEO
8169
DELISTED
FRONTEO, Inc. American Depositary Shares
FTEO
$18K ﹤0.01%
2,379
+1,041
+78% +$7.64K
AREX
8170
CALL
DELISTED
Approach Resources Inc.
AREX
$18K ﹤0.01%
+700
New +$17.7K
SIR
8171
CALL
DELISTED
SELECT INCOME REIT
SIR
$18K ﹤0.01%
1,593
+455
+40% +$5.17K
MATR
8172
DELISTED
Mattersight Corp.
MATR
$18K ﹤0.01%
4,622
-2,374
-34% -$8.25K
BBG
8173
CALL
DELISTED
Bill Barrett Corp
BBG
$18K ﹤0.01%
700
-200
-22% -$4.5K
SHOR
8174
DELISTED
ShoreTel, Inc.
SHOR
$18K ﹤0.01%
3,000
-2,000
-40% -$9.52K
BEBE
8175
CALL
DELISTED
Bebe Stores Inc
BEBE
$18K ﹤0.01%
300
+260
+650% +$15.1K
325 326
327
328 329

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.