We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OAKS
8076
DELISTED
Five Oaks Investment Corp.
OAKS
$21K ﹤0.01%
2,000
-1,644
-45% -$18.1K
WBB
8077
DELISTED
Westbury Bancorp, Inc.
WBB
$21K ﹤0.01%
+1,482
New +$21.1K
SMK
8078
DELISTED
ProShares UltraShort MSCI Mexico Capped IMI
SMK
$21K ﹤0.01%
986
+265
+37% +$6.33K
BEBE
8079
CALL
DELISTED
Bebe Stores Inc
BEBE
$21K ﹤0.01%
400
+100
+33% +$5.63K
ANAD
8080
CALL
DELISTED
ANADIGICS INC
ANAD
$21K ﹤0.01%
11,200
+2,000
+22% +$3.84K
GAME
8081
PUT
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$21K ﹤0.01%
4,500
-8,800
-66% -$37.7K
AEC
8082
CALL
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$21K ﹤0.01%
+1,300
New +$20.1K
TDX
8083
DELISTED
DEUTSCHE X-TRACKERS IN-TARGET DATE ETF
TDX
$21K ﹤0.01%
779
-103
-12% -$2.87K
ESYS
8084
DELISTED
ELECSYS CORPORATION
ESYS
$21K ﹤0.01%
1,572
+791
+101% +$7.99K
FFCO
8085
DELISTED
FED FIRST FINANCIAL CORP COM
FFCO
$21K ﹤0.01%
1,079
-50
-4% -$975
NUCL
8086
DELISTED
ISHARES GLOBAL NUCLEAR ENERGY ETF
NUCL
$21K ﹤0.01%
589
-376
-39% -$13.4K
CCIX
8087
DELISTED
COLEMAN CABLE IN COM
CCIX
$21K ﹤0.01%
815
+558
+217% +$12.9K
MHE
8088
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$21K ﹤0.01%
1,800
– –
DAG
8089
DELISTED
DB Agriculture Double Long ETN due April 1, 2038
DAG
$21K ﹤0.01%
2,913
+2,119
+267% +$17.1K
MWW
8090
CALL
DELISTED
Monster Worldwide Inc
MWW
$21K ﹤0.01%
3,000
+2,300
+329% +$12K
RSOL
8091
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$21K ﹤0.01%
7,089
-10,099
-59% -$29.8K
KNGT
8092
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$21K ﹤0.01%
1,130
– –
INR
8093
DELISTED
Market Vectors-Rupee
INR
$21K ﹤0.01%
670
+505
+306% +$16.9K
FGL
8094
DELISTED
Fidelity & Guaranty Life
FGL
$21K ﹤0.01%
+1,114
New +$21.1K
ARCB icon
8095
CALL
ArcBest
ARCB
$3.16B
$20K ﹤0.01%
600
-1,800
-75% -$53.6K
ARMK icon
8096
Aramark
ARMK
$15B
$20K ﹤0.01%
+1,053
New +$18.6K
BGS icon
8097
CALL
B&G Foods
BGS
$303M
$20K ﹤0.01%
600
+500
+500% +$17.1K
BR icon
8098
PUT
Broadridge
BR
$18.4B
$20K ﹤0.01%
+500
New +$18.1K
CALX icon
8099
CALL
Calix
CALX
$2.24B
$20K ﹤0.01%
2,100
+1,900
+950% +$20.3K
CIA icon
8100
Citizens
CIA
$248M
$20K ﹤0.01%
2,338
-1,192
-34% -$10.3K
322 323
324
325 326

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.