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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBMD
8026
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$20K ﹤0.01%
2,285
+1,665
+269% +$13.5K
CLCT
8027
DELISTED
Collectors Universe
CLCT
$20K ﹤0.01%
1,384
-3,256
-70% -$49.9K
HECO
8028
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$20K ﹤0.01%
618
+492
+390% +$15.5K
AVEO
8029
PUT
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$20K ﹤0.01%
980
-550
-36% -$12.6K
UCFC
8030
DELISTED
United Community Financial Corp
UCFC
$20K ﹤0.01%
5,172
+2,824
+120% +$12.2K
MDCO
8031
CALL
DELISTED
Medicines Co
MDCO
$20K ﹤0.01%
600
-1,800
-75% -$57.3K
BID
8032
CALL
DELISTED
Sotheby's
BID
$20K ﹤0.01%
400
-4,400
-92% -$196K
ITG
8033
DELISTED
Investment Technology Group Inc
ITG
$20K ﹤0.01%
1,285
-2,690
-68% -$42.6K
ALJ
8034
CALL
DELISTED
Alon USA Energy Inc
ALJ
$20K ﹤0.01%
2,000
-4,400
-69% -$54.3K
KZ
8035
DELISTED
KongZhong Corporation
KZ
$20K ﹤0.01%
1,525
-90,775
-98% -$899K
CPHD
8036
PUT
DELISTED
Cepheid Inc
CPHD
$20K ﹤0.01%
500
+100
+25% +$3.62K
BUNT
8037
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X GERMAN BD FUTURES ETN NTS
BUNT
$20K ﹤0.01%
583
-450
-44% -$14.7K
NKA
8038
CALL
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$20K ﹤0.01%
+1,300
New +$19K
PRGN
8039
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$20K ﹤0.01%
90
-90
-50% -$18.6K
UNIS
8040
PUT
DELISTED
Unilife Corporation
UNIS
$20K ﹤0.01%
600
+500
+500% +$15.6K
ROYL
8041
PUT
DELISTED
ROYALE ENERGY INC
ROYL
$20K ﹤0.01%
7,500
-9,000
-55% -$24.9K
NES
8042
PUT
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$20K ﹤0.01%
890
-4,400
-83% -$124K
NYNY
8043
DELISTED
Empire Resorts, Inc.
NYNY
$20K ﹤0.01%
1,103
– –
ONFC
8044
DELISTED
ONEIDA FINL CORP COM STK NEW (MD)
ONFC
$20K ﹤0.01%
1,518
+593
+64% +$8.2K
ALLB
8045
DELISTED
Alliance Bancorp Inc PA
ALLB
$20K ﹤0.01%
1,404
-183
-12% -$2.67K
DBIZ
8046
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$20K ﹤0.01%
+751
New +$19.6K
AUQ
8047
CALL
DELISTED
AURICO GOLD INC COM
AUQ
$20K ﹤0.01%
5,300
-26,600
-83% -$119K
EVRY
8048
DELISTED
EVERYWARE GLOBAL INC COM STK (DE)
EVRY
$20K ﹤0.01%
1,727
-1,834
-52% -$23.1K
COBK
8049
DELISTED
COLONIAL FINL SVCS INC COM STK (MD)
COBK
$20K ﹤0.01%
1,497
+1,000
+201% +$14.2K
RSH
8050
DELISTED
RADIOSHACK CORP
RSH
$20K ﹤0.01%
6,100
-150
-2% -$481
320 321
322
323 324

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.