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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXUC
8001
DELISTED
BARCLAYS LONG C LEVERAGED S&P 500 TR ETN
BXUC
$21K ﹤0.01%
+78
New +$19.9K
FURX
8002
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
$21K ﹤0.01%
239
-5,763
-96% -$445K
WLL
8003
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$21K ﹤0.01%
1
-86
-99% -$1.63M
BZM
8004
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$21K ﹤0.01%
1,616
-828
-34% -$11K
IMUC
8005
CALL
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$21K ﹤0.01%
433
-87
-17% -$4.25K
UMH.PRA.CL
8006
DELISTED
Umh Properties Inc
UMH.PRA.CL
$21K ﹤0.01%
800
– –
EMSA
8007
DELISTED
iPath Short Enhanced MSCI Emerging Markets Index ETN
EMSA
$21K ﹤0.01%
440
– –
ACRE
8008
Ares Commercial Real Estate
ACRE
$239M
$20K ﹤0.01%
+1,500
New +$20.1K
ALNY icon
8009
PUT
Alnylam Pharmaceuticals
ALNY
$27.4B
$20K ﹤0.01%
300
-600
-67% -$46.5K
ASH icon
8010
PUT
Ashland
ASH
$3.33B
$20K ﹤0.01%
409
-613
-60% -$28.8K
ATLO icon
8011
AMES National
ATLO
$269M
$20K ﹤0.01%
914
+214
+31% +$4.77K
BLUE
8012
DELISTED
bluebird bio
BLUE
$20K ﹤0.01%
67
-154
-70% -$46.7K
CCNE icon
8013
CNB Financial Corp
CCNE
$1.04B
$20K ﹤0.01%
1,112
-894
-45% -$15.9K
CLB icon
8014
PUT
Core Laboratories
CLB
$477M
$20K ﹤0.01%
100
-3,800
-97% -$717K
CLM icon
8015
Cornerstone Strategic Value Fund
CLM
$2.18B
$20K ﹤0.01%
804
+539
+203% +$13.7K
ERNA icon
8016
Eterna Therapeutics
ERNA
$4.05M
– –
0
– –
FSM icon
8017
PUT
Fortuna Silver Mines
FSM
$2.66B
$20K ﹤0.01%
+5,500
New +$21.3K
GFI icon
8018
CALL
Gold Fields
GFI
$30B
$20K ﹤0.01%
5,500
+3,400
+162% +$12.5K
GURE
8019
Gulf Resources
GURE
$4.65M
$20K ﹤0.01%
168
-31
-16% -$3.79K
HSII
8020
CALL
DELISTED
Heidrick & Struggles
HSII
$20K ﹤0.01%
+1,000
New +$18.5K
HSII
8021
DELISTED
Heidrick & Struggles
HSII
$20K ﹤0.01%
1,000
-1,478
-60% -$27.4K
INSG icon
8022
CALL
Inseego
INSG
$111M
$20K ﹤0.01%
+1,110
New +$26.8K
IQV icon
8023
CALL
IQVIA
IQV
$39.1B
$20K ﹤0.01%
+400
New +$20.2K
JEF icon
8024
CALL
Jefferies Financial Group
JEF
$12.7B
$20K ﹤0.01%
782
-5,362
-87% -$132K
JHX icon
8025
James Hardie Industries
JHX
$15.4B
$20K ﹤0.01%
+1,500
New +$18.4K
319 320
321
322 323

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.